Kline John — SEC Form 4 filings
SEC reporting owner CIK 1515172. 2 Form 4 filings on record with FilingPulse; latest filed 2024-11-08.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-04-24 to 2024-11-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 6 legs across 1 filing — 41,550 shares, $453,682 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 1,238 shares, $15,541 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 29,713 shares @ $10.92 ($324,466) in New Mountain Finance Corp, filed 2024-11-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| New Mountain Finance Corp (NMFC) | CEO, President, and Director, Director | 2 | 6 legs · 41,550 sh · $453,682 | 2 legs · 1,238 sh · $15,541 | — |
Form 4 filings — Kline John
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-11-08 | 4 | New Mountain Finance Corp (NMFC) | Purchase (P): 2,037 @ $10.91 · Purchase (P): 2,373 @ $10.93 · Purchase (P): 29,713 @ $10.92 · Purchase (P): 300 @ $10.90 · Purchase (P): 1,511 @ $10.93 · Purchase (P): 5,616 @ $10.91 | EDGAR |
| 2024-04-24 | 4 | New Mountain Finance Corp (NMFC) | Sale (S): 9 @ $12.55 · Sale (S): 1,229 @ $12.55 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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