BASSWOOD FINANCIAL FUND, L.P. — SEC Form 4 filings
SEC reporting owner CIK 1519641. 15 Form 4 filings on record with FilingPulse; latest filed 2026-08-13.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-02-01 to 2026-08-13. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 50 legs across 7 filings — 197,306 shares, $5,262,946 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 98 legs across 13 filings — 483,394 shares, $17,369,644 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: sale of 34,810 shares @ $37.05 ($1,289,710) in Regional Management Corp., filed 2025-11-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Dime Commercial Bancshares, Inc. /NY/ (DCOM) | Director | 6 | 6 legs · 67,568 sh · $1,724,569 | 52 legs · 277,516 sh · $10,195,288 | 2 |
| Regional Management Corp. (RM) | Director, 10% owner | 9 | 44 legs · 129,738 sh · $3,538,377 | 46 legs · 205,878 sh · $7,174,356 | 3 |
Form 4 filings — BASSWOOD FINANCIAL FUND, L.P.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-13 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY PARTNERS, L.P., Basswood Financial Fund, Ltd., BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Sale (S): 8,594 @ $40.59 · Sale (S): 80 @ $40.59 · Sale (S): 12,999 @ $40.96 · Sale (S): 755 @ $40.96 · Sale (S): 5,240 @ $40.96 · Sale (S): 243 @ $40.96 · +6 more | EDGAR |
| 2026-08-03 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY PARTNERS, L.P., Basswood Financial Fund, Ltd., BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Sale (S): 6,187 @ $40.79 · Sale (S): 1,244 @ $40.79 · Sale (S): 57 @ $40.79 · Sale (S): 3,115 @ $40.79 · Sale (S): 326 @ $40.79 · Sale (S): 30,661 @ $40.76 · +9 more | EDGAR |
| 2026-06-23 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY PARTNERS, L.P., Basswood Financial Fund, Ltd. | Sale (S): 663 @ $39.02 · Sale (S): 12,003 @ $39.02 · Sale (S): 6,030 @ $39.02 · Sale (S): 13,800 @ $39.02 · Sale (S): 255 @ $39.02 | EDGAR |
| 2026-06-16 | 4 | Dime Commercial Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD OPPORTUNITY PARTNERS, L.P., Basswood Financial Fund, Ltd. | Sale (S): 4,636 @ $40.08 · Sale (S): 5,892 @ $40.08 · Sale (S): 5,244 @ $40.08 · Sale (S): 98 @ $40.08 · Sale (S): 1,853 @ $39.67 · Sale (S): 1,281 @ $39.67 · +8 more | EDGAR |
| 2026-02-24 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD OPPORTUNITY PARTNERS, L.P., Basswood Financial Fund, Ltd., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD PARTNERS, L.L.C. | Sale (S): 3,201 @ $34.51 · Sale (S): 138 @ $34.51 · Sale (S): 2,391 @ $34.51 · Sale (S): 54 @ $34.51 · Sale (S): 632 @ $34.51 · Sale (S): 1,310 @ $34.05 · +4 more | EDGAR |
| 2025-12-11 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., Basswood Financial Fund, Ltd., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD PARTNERS, L.L.C. | Sale (S): 7,828 @ $36.68 · Sale (S): 138 @ $36.68 · Sale (S): 3,091 @ $36.68 · Sale (S): 25,514 @ $37.80 · Sale (S): 1,603 @ $37.80 · Sale (S): 16,740 @ $37.80 · +2 more | EDGAR |
| 2025-12-01 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., Basswood Financial Fund, Ltd., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 740 @ $39.53 · Sale (S): 63 @ $39.53 · Sale (S): 778 @ $39.53 · Sale (S): 14 @ $39.53 · Sale (S): 307 @ $39.53 · Sale (S): 739 @ $37.59 · +4 more | EDGAR |
| 2025-11-26 | 4/A | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., Basswood Financial Fund, Ltd., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P. | Sale (S): 34,810 @ $37.05 · Sale (S): 5,047 @ $37.05 · Sale (S): 5,232 @ $37.05 · Sale (S): 374 @ $37.05 · Sale (S): 252 @ $37.05 · Sale (S): 5,163 @ $36.89 · +9 more | EDGAR |
| 2025-06-11 | 4 | Dime Community Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD PARTNERS, L.L.C., BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC | Sale (S): 3,164 @ $27.20 · Sale (S): 64 @ $27.20 · Sale (S): 516 @ $27.20 · Sale (S): 3,708 @ $27.20 · Sale (S): 33,048 @ $27.20 · Purchase (P): 31,985 @ $27.21 · +1 more | EDGAR |
| 2024-05-08 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC, BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Purchase (P): 3,408 @ $30.04 · Purchase (P): 3,347 @ $30.04 · Purchase (P): 68 @ $30.04 · Purchase (P): 1,211 @ $30.04 · Purchase (P): 57 @ $30.04 · Purchase (P): 9,901 @ $30.51 · +9 more | EDGAR |
| 2024-03-12 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC, BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Purchase (P): 811 @ $23.71 · Purchase (P): 1,021 @ $23.71 · Purchase (P): 18 @ $23.71 · Purchase (P): 374 @ $23.71 · Purchase (P): 431 @ $23.71 · Purchase (P): 3,778 @ $24.59 · +4 more | EDGAR |
| 2024-03-08 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC, BASSWOOD FINANCIAL LONG ONLY FUND, L.P. | Sale (S): 6,314 @ $22.60 · Purchase (P): 2,667 @ $22.72 · Purchase (P): 33 @ $22.72 · Purchase (P): 3,296 @ $22.72 · Purchase (P): 57 @ $22.72 · Purchase (P): 1,197 @ $22.72 · +6 more | EDGAR |
| 2024-02-21 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC | Sale (S): 14,342 @ $23.35 · Purchase (P): 730 @ $23.46 · Purchase (P): 11,074 @ $23.46 · Purchase (P): 108 @ $23.46 · Purchase (P): 3,088 @ $23.46 | EDGAR |
| 2024-02-15 | 4 | Regional Management Corp. (RM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM MATTHEW A, LINDENBAUM BENNETT D, BASSWOOD PARTNERS, L.L.C., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD OPPORTUNITY FUND INC | Other (J): 38,136 @ $21.95 · Other (J): 22,828 @ $21.95 · Other (J): 15,308 @ $21.95 · Sale (S): 13,000 @ $22.36 · Purchase (P): 633 @ $22.85 · Purchase (P): 9,598 @ $22.85 · +2 more | EDGAR |
| 2024-02-01 | 4 | Dime Community Bancshares, Inc. /NY/ (DCOM) jointly with BASSWOOD CAPITAL MANAGEMENT, L.L.C., LINDENBAUM BENNETT D, LINDENBAUM MATTHEW A, BASSWOOD FINANCIAL LONG ONLY FUND, L.P., BASSWOOD OPPORTUNITY PARTNERS, L.P., BASSWOOD PARTNERS, L.L.C. | Other (J): 66,038 @ $24.76 · Other (J): 66,038 @ $24.76 · Sale (S): 27,068 @ $22.98 · Purchase (P): 4,543 @ $23 · Purchase (P): 3,849 @ $23 · Purchase (P): 2,635 @ $23 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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