Schwartz Harold E — SEC Form 4 filings
SEC reporting owner CIK 1527449. 5 Form 4 filings on record with FilingPulse; latest filed 2026-01-12.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-01-10 to 2026-01-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MFA FINANCIAL, INC. (MFA) | Senior Vice President | 5 | — | — | 21 |
Form 4 filings — Schwartz Harold E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-12 | 4 | MFA FINANCIAL, INC. (MFA) | Option exercise (M): 26,575 @ $0 · Option exercise (M): 90,821 @ $0 · Tax withholding (F): 15,465 @ $9.57 · Tax withholding (F): 5,582 @ $9.57 · Option exercise (M): 26,575 (derivative) · Option exercise (M): 50,944 (derivative) | EDGAR |
| 2026-01-05 | 4 | MFA FINANCIAL, INC. (MFA) | Grant/award (A): 32,529 (derivative) @ $0 · Grant/award (A): 50,369 (derivative) @ $0 | EDGAR |
| 2025-01-10 | 4 | MFA FINANCIAL, INC. (MFA) | Option exercise (M): 8,170 @ $0 · Option exercise (M): 9,590 @ $0 · Tax withholding (F): 4,168 @ $10.05 · Tax withholding (F): 14,887 @ $10.05 · Option exercise (M): 8,170 (derivative) · Option exercise (M): 14,028 (derivative) | EDGAR |
| 2025-01-03 | 4 | MFA FINANCIAL, INC. (MFA) | Grant/award (A): 29,355 (derivative) @ $0 · Grant/award (A): 47,354 (derivative) @ $0 | EDGAR |
| 2024-01-10 | 4 | MFA FINANCIAL, INC. (MFA) | Option exercise (M): 9,974 @ $0 · Option exercise (M): 25,507 @ $0 · Tax withholding (F): 5,942 @ $11.47 · Option exercise (M): 9,974 (derivative) · Option exercise (M): 19,279 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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