Herzfeld Brigitta Suzanne — SEC Form 4 filings
SEC reporting owner CIK 1528207. 14 Form 4 filings on record with FilingPulse; latest filed 2026-01-05.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2025-03-06 to 2026-01-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 16 legs across 10 filings — 40,931 shares, $195,961 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 4.
- Largest priced transaction: purchase of 2,243 shares @ $25.57 ($57,354) in Herzfeld Credit Income Fund, Inc, filed 2025-03-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Herzfeld Credit Income Fund, Inc (HERZ) | Director | 14 | 16 legs · 40,931 sh · $195,961 | — | 4 |
Form 4 filings — Herzfeld Brigitta Suzanne
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-05 | 4/A | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 24,819 @ $2.58 | EDGAR |
| 2026-01-02 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 24,821 @ $2.58 | EDGAR |
| 2025-10-23 | 4 | Herzfeld Credit Income Fund, Inc (HERZ) | Disposition to issuer (D): 9,600 @ $2.59 | EDGAR |
| 2025-07-02 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Other (J): 7,009 @ $2.46 | EDGAR |
| 2025-04-03 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 1,294 @ $2.65 | EDGAR |
| 2025-04-01 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 322 @ $2.61 · Purchase (P): 607 @ $2.59 | EDGAR |
| 2025-03-26 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 815 @ $2.69 · Purchase (P): 1,691 @ $2.70 | EDGAR |
| 2025-03-18 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 1,430 @ $2.64 | EDGAR |
| 2025-03-14 | 4/A | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 2,243 @ $2.57 · Purchase (P): 123 @ $2.60 | EDGAR |
| 2025-03-14 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 2,462 @ $2.65 · Purchase (P): 336 @ $2.61 | EDGAR |
| 2025-03-12 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 2,243 @ $25.57 · Purchase (P): 123 @ $2.60 | EDGAR |
| 2025-03-11 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 385 @ $2.59 | EDGAR |
| 2025-03-10 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 1,721 @ $25.84 | EDGAR |
| 2025-03-06 | 4 | HERZFELD CARIBBEAN BASIN FUND INC (CUBA) | Purchase (P): 13,759 @ $2.47 · Purchase (P): 11,377 @ $2.54 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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