Grunewald Robert — SEC Form 4 filings
SEC reporting owner CIK 1531090. 4 Form 4 filings on record with FilingPulse; latest filed 2025-07-01.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-01-11 to 2025-07-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 20,493 shares, $361,990 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 5,679 shares @ $17.61 ($100,000) in Flat Rock Opportunity Fund, filed 2025-06-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Flat Rock Opportunity Fund (FROPX) | CEO, Director | 4 | 4 legs · 20,493 sh · $361,990 | — | — |
Form 4 filings — Grunewald Robert
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-07-01 | 4 | Flat Rock Opportunity Fund (FROPX) | Purchase (P): 5,720.82 @ $17.48 | EDGAR |
| 2025-06-02 | 4 | Flat Rock Opportunity Fund (FROPX) | Purchase (P): 5,678.59 @ $17.61 | EDGAR |
| 2025-04-11 | 4 | Flat Rock Opportunity Fund (FROPX) | Purchase (P): 5,826.92 @ $17.16 | EDGAR |
| 2024-01-11 | 4 | Flat Rock Opportunity Fund (FROPX) | Purchase (P): 3,266.60 @ $18.98 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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