Bates David J. — SEC Form 4 filings
SEC reporting owner CIK 1534267. 11 Form 4 filings on record with FilingPulse; latest filed 2026-09-15.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-03-04 to 2026-09-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,880 shares, $199,580 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 4 legs across 1 filing — 2,615 shares, $469,160 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 25.
- Largest priced transaction: sale of 1,500 shares @ $179.65 ($269,479) in XPO, Inc., filed 2026-09-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| XPO, Inc. (XPO) | Chief Operating Officer | 11 | 1 leg · 1,880 sh · $199,580 | 4 legs · 2,615 sh · $469,160 | 25 |
Form 4 filings — Bates David J.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | XPO, Inc. (XPO) | Sale (S): 200 @ $177.26 · Sale (S): 400 @ $178.07 · Sale (S): 1,500 @ $179.65 · Sale (S): 515 @ $180.58 | EDGAR |
| 2026-03-17 | 4 | XPO, Inc. (XPO) | Option exercise (M): 6,889 @ $0 · Tax withholding (F): 2,994 @ $181.71 · Option exercise (M): 3,975 (derivative) @ $0 · Option exercise (M): 1,451 (derivative) @ $0 · Option exercise (M): 1,463 (derivative) @ $0 | EDGAR |
| 2026-03-12 | 4 | XPO, Inc. (XPO) | Option exercise (M): 39,515 @ $0 · Tax withholding (F): 17,166 @ $194.68 · Grant/award (A): 39,515 (derivative) @ $0 · Option exercise (M): 39,515 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | XPO, Inc. (XPO) | Grant/award (A): 2,440 (derivative) @ $0 | EDGAR |
| 2025-04-22 | 4 | XPO, Inc. (XPO) | Option exercise (M): 30,100 @ $0 · Tax withholding (F): 13,154 @ $93.85 · Option exercise (M): 30,100 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | XPO, Inc. (XPO) | Option exercise (M): 5,427 @ $0 · Tax withholding (F): 2,373 @ $107.24 · Option exercise (M): 3,976 (derivative) @ $0 · Option exercise (M): 1,451 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | XPO, Inc. (XPO) | Purchase (P): 1,880 @ $106.16 | EDGAR |
| 2025-03-05 | 4 | XPO, Inc. (XPO) | Grant/award (A): 4,389 (derivative) @ $0 | EDGAR |
| 2024-04-22 | 4 | XPO, Inc. (XPO) | Option exercise (M): 30,100 @ $0 · Tax withholding (F): 13,229 @ $114.49 · Option exercise (M): 30,100 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | XPO, Inc. (XPO) | Option exercise (M): 3,975 @ $0 · Tax withholding (F): 1,620 @ $122.66 · Option exercise (M): 3,975 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | XPO, Inc. (XPO) | Grant/award (A): 4,353 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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