AWM Investment Company, Inc. — SEC Form 4 filings
SEC reporting owner CIK 1535264. 19 Form 4 filings on record with FilingPulse; latest filed 2026-08-24.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-03-01 to 2026-08-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 41 legs across 19 filings — 1,316,120 shares, $5,071,607 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 170,442 shares @ $8.66 ($1,475,925) in 908 Devices Inc., filed 2026-05-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| 908 Devices Inc. (MASS) | 10% owner | 7 | — | 15 legs · 420,151 sh · $3,681,700 | — |
| Real Good Food Company, Inc. (RGF) | 10% owner | 1 | — | 5 legs · 543,768 sh · $610,835 | — |
| Genasys Inc. (GNSS) | 10% owner | 1 | — | 3 legs · 100,000 sh · $367,716 | — |
| urban-gro, Inc. (UGRO) | 10% owner | 9 | — | 16 legs · 232,201 sh · $308,006 | — |
| GAIA, INC (GAIA) | 10% owner | 1 | — | 2 legs · 20,000 sh · $103,350 | — |
Form 4 filings — AWM Investment Company, Inc.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-24 | 4 | 908 Devices Inc. (MASS) | Sale (S): 8,422 @ $10.52 · Sale (S): 41,578 @ $10.61 | EDGAR |
| 2026-08-06 | 4 | 908 Devices Inc. (MASS) | Sale (S): 50,000 @ $8.36 | EDGAR |
| 2026-06-24 | 4 | 908 Devices Inc. (MASS) | Sale (S): 4,668 @ $8.99 · Sale (S): 3,050 @ $9.00 | EDGAR |
| 2026-06-04 | 4 | 908 Devices Inc. (MASS) | Sale (S): 2,500 @ $8.95 · Sale (S): 39,782 @ $8.97 | EDGAR |
| 2026-05-29 | 4 | 908 Devices Inc. (MASS) | Sale (S): 1,500 @ $8.25 · Sale (S): 15,000 @ $8.25 · Sale (S): 170,442 @ $8.66 | EDGAR |
| 2026-05-13 | 4 | 908 Devices Inc. (MASS) | Sale (S): 5,000 @ $8.25 | EDGAR |
| 2026-05-08 | 4 | 908 Devices Inc. (MASS) | Sale (S): 5,000 @ $8 · Sale (S): 57,365 @ $8.06 · Sale (S): 12,819 @ $8.20 · Sale (S): 3,025 @ $8.20 | EDGAR |
| 2025-05-09 | 4 | GAIA, INC (GAIA) | Sale (S): 10,000 @ $5.13 · Sale (S): 10,000 @ $5.21 | EDGAR |
| 2024-12-17 | 4 | urban-gro, Inc. (UGRO) | Sale (S): 18,802 @ $1.19 | EDGAR |
| 2024-12-12 | 4 | urban-gro, Inc. (UGRO) | Sale (S): 33,839 @ $1.22 · Sale (S): 17,092 @ $1.22 · Sale (S): 7,400 @ $1.21 | EDGAR |
| 2024-12-09 | 4 | urban-gro, Inc. (UGRO) | Sale (S): 10,000 @ $1.27 · Sale (S): 24,760 @ $1.26 · Sale (S): 20,916 @ $1.23 | EDGAR |
| 2024-11-29 | 4 | urban-gro, Inc. (UGRO) | Sale (S): 52,188 @ $1.39 · Sale (S): 3 @ $1.48 | EDGAR |
| 2024-11-21 | 4 | urban-gro, Inc. (UGRO) | Sale (S): 75 @ $1.53 | EDGAR |
| 2024-11-18 | 4 | urban-gro, Inc. (URGO) | Sale (S): 22,920 @ $1.56 | EDGAR |
| 2024-11-13 | 4 | urban-gro, Inc. (UGRO) | Sale (S): 7,653 @ $1.50 · Sale (S): 4,159 @ $1.46 · Sale (S): 8,194 @ $1.44 | EDGAR |
| 2024-11-08 | 4 | urban-gro, Inc. (URGO) | Sale (S): 3,200 @ $1.70 | EDGAR |
| 2024-11-05 | 4 | Genasys Inc. (GNSS) | Sale (S): 71,225 @ $3.67 · Sale (S): 43 @ $3.70 · Sale (S): 28,732 @ $3.69 | EDGAR |
| 2024-04-17 | 4 | urban-gro, Inc. (UGRO) | Sale (S): 1,000 @ $1.70 | EDGAR |
| 2024-03-01 | 4 | Real Good Food Company, Inc. (RGF) | Sale (S): 19,300 @ $1.22 · Sale (S): 100 @ $1.23 · Sale (S): 9,368 @ $1.18 · Sale (S): 100,000 @ $1.20 · Sale (S): 415,000 @ $1.10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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