Calamos Investments LLC — SEC Form 4 filings
SEC reporting owner CIK 1536407. 3 Form 4 filings on record with FilingPulse; latest filed 2026-07-01.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2025-10-02 to 2026-07-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 498 shares, $5,048 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: purchase of 498 shares @ $10.14 ($5,048) in Calamos Aksia Hedged Strategies Fund, filed 2026-03-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Calamos Aksia Hedged Strategies Fund (N) | 10% owner | 3 | 1 leg · 498 sh · $5,048 | — | 8 |
Form 4 filings — Calamos Investments LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-01 | 4 | Calamos Aksia Hedged Strategies Fund (N) jointly with CALAMOS JOHN P SR, Calamos Advisors LLC | Other (J): 938,955.95 @ $0 · Other (J): 938,955.95 @ $0 | EDGAR |
| 2026-03-12 | 4 | Calamos Aksia Hedged Strategies Fund (N) jointly with CALAMOS JOHN P SR, Calamos Advisors LLC | Purchase (P): 497.80 @ $10.14 | EDGAR |
| 2025-10-02 | 4 | Calamos Aksia Hedged Strategies Fund (N) jointly with CALAMOS JOHN P SR, Calamos Advisors LLC | Disposition to issuer (D): 9,000 @ $0 · Grant/award (A): 3,000 @ $0 · Grant/award (A): 3,000 @ $0 · Grant/award (A): 3,000 @ $0 · Other (J): 923,101.64 @ $0 · Other (J): 11,202.69 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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