Ricks David A — SEC Form 4 filings
SEC reporting owner CIK 1538604. 15 Form 4 filings on record with FilingPulse; latest filed 2026-06-26.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-02-02 to 2026-06-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 13,882 shares, $3,996,339 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: purchase of 10,000 shares @ $194.51 ($1,945,130) in ADOBE INC., filed 2026-06-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ADOBE INC. (ADBE) | Director | 5 | 2 legs · 12,250 sh · $2,944,076 | — | 9 |
| ELI LILLY & Co (LLY) | President, Chair, and CEO, Director | 10 | 1 leg · 1,632 sh · $1,052,263 | — | 17 |
Form 4 filings — Ricks David A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-26 | 4 | ADOBE INC. (ADBE) | Purchase (P): 10,000 @ $194.51 | EDGAR |
| 2026-04-17 | 4 | ADOBE INC. (ADBE) | Option exercise (M): 900 @ $0 · Option exercise (M): 900 (derivative) @ $0 · Grant/award (A): 1,367 (derivative) @ $0 | EDGAR |
| 2026-02-11 | 4 | ELI LILLY & Co (LLY) | Grant/award (A): 38,913.58 @ $1,044.67 | EDGAR |
| 2026-02-03 | 4 | ELI LILLY & Co (LLY) | Option exercise (M): 31,932 @ $0 · Tax withholding (F): 14,296.65 @ $1,037.15 · Option exercise (M): 31,932 (derivative) @ $0 | EDGAR |
| 2025-11-10 | 4 | ELI LILLY & Co (LLY) | Gift (G): 24,750 @ $0 | EDGAR |
| 2025-08-12 | 4 | ELI LILLY & Co (LLY) | Purchase (P): 1,632 @ $644.77 | EDGAR |
| 2025-04-23 | 4 | ADOBE INC. (ADBE) | Option exercise (M): 633 @ $0 · Option exercise (M): 633 (derivative) @ $0 · Grant/award (A): 900 (derivative) @ $0 | EDGAR |
| 2025-02-12 | 4 | ELI LILLY & Co (LLY) | Grant/award (A): 55,131.56 @ $868.88 · Grant/award (A): 31,932 (derivative) @ $0 | EDGAR |
| 2025-02-04 | 4 | ELI LILLY & Co (LLY) | Option exercise (M): 26,561 @ $0 · Tax withholding (F): 11,903.39 @ $811.08 · Option exercise (M): 26,561 (derivative) @ $0 | EDGAR |
| 2025-01-30 | 4 | ADOBE INC. (ADBE) | Purchase (P): 2,250 @ $443.98 | EDGAR |
| 2024-08-21 | 4 | ELI LILLY & Co (LLY) | Gift (G): 13,727 @ $0 | EDGAR |
| 2024-04-19 | 4 | ADOBE INC. (ADBE) | Option exercise (M): 836 @ $0 · Option exercise (M): 836 (derivative) @ $0 · Grant/award (A): 633 (derivative) @ $0 | EDGAR |
| 2024-02-14 | 4 | ELI LILLY & Co (LLY) | Grant/award (A): 38,392 @ $737.26 · Grant/award (A): 26,561 (derivative) @ $0 | EDGAR |
| 2024-02-12 | 4 | ELI LILLY & Co (LLY) | Gift (G): 956 @ $0 | EDGAR |
| 2024-02-02 | 4 | ELI LILLY & Co (LLY) | Option exercise (M): 29,611 @ $0 · Tax withholding (F): 13,240 @ $645.61 · Option exercise (M): 29,611 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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