Connolly Brian D — SEC Form 4 filings
SEC reporting owner CIK 1539642. 22 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-03-11 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 19 legs across 14 filings — 3,155,644 shares, $180,820,754 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: sale of 500,000 shares @ $68.00 ($34,000,000) in DIEBOLD NIXDORF, Inc, filed 2026-01-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| DIEBOLD NIXDORF, Inc (DBD) | 10% owner | 13 | — | 18 legs · 2,830,644 sh · $180,675,706 | — |
| Ascend Wellness Holdings, Inc. (AAWH) | 10% owner | 1 | — | 1 leg · 325,000 sh · $145,048 | — |
| AWARE INC /MA/ (AWRE) | Director | 8 | — | — | 8 |
Form 4 filings — Connolly Brian D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 22,500 @ $0 | EDGAR |
| 2026-06-30 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 100,000 @ $84.80 | EDGAR |
| 2026-06-26 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 228,723 @ $83.95 · Sale (S): 2,741 @ $85.06 | EDGAR |
| 2026-06-16 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 159,675 @ $82.12 · Sale (S): 1,765 @ $83.91 | EDGAR |
| 2026-06-12 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 17,660 @ $82.08 · Sale (S): 1,108 @ $82.06 | EDGAR |
| 2026-06-10 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 88,334 @ $82.99 | EDGAR |
| 2026-04-17 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 51,472 @ $85.43 · Sale (S): 60,833 @ $84.77 | EDGAR |
| 2026-04-10 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 399,929 @ $82.42 | EDGAR |
| 2026-02-25 | 4 | AWARE INC /MA/ (AWRE) | Grant/award (A): 45,000 (derivative) @ $0 | EDGAR |
| 2026-01-20 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 500,000 @ $68 | EDGAR |
| 2026-01-05 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 25,671 @ $0 | EDGAR |
| 2025-11-07 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 211,204 @ $62.93 · Sale (S): 40,522 @ $64.52 | EDGAR |
| 2025-09-22 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 38,963 @ $60.08 | EDGAR |
| 2025-09-18 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 20,000 @ $60.11 | EDGAR |
| 2025-07-03 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 25,671 @ $0 | EDGAR |
| 2025-03-06 | 4 | AWARE INC /MA/ (AWRE) | Grant/award (A): 51,342 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 14,413 @ $0 | EDGAR |
| 2024-11-19 | 4 | Ascend Wellness Holdings, Inc. (AAWH) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 325,000 @ $0.45 | EDGAR |
| 2024-07-03 | 4 | AWARE INC /MA/ (AWRE) | Option exercise (M): 14,413 @ $0 | EDGAR |
| 2024-05-24 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 450,000 @ $42.50 | EDGAR |
| 2024-03-22 | 4 | DIEBOLD NIXDORF, Inc (DBD) jointly with Millstreet Capital Management LLC, Kelleher Craig | Sale (S): 457,715 @ $33.95 | EDGAR |
| 2024-03-11 | 4 | AWARE INC /MA/ (AWRE) | Grant/award (A): 28,826 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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