Lim James — SEC Form 4 filings
SEC reporting owner CIK 1543577. 2 Form 4 filings on record with FilingPulse; latest filed 2024-02-20.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-02-15 to 2024-02-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 2 filings — 189,403 shares, $6,658,817 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 62,164 shares @ $35.11 ($2,182,578) in StepStone Group Inc., filed 2024-02-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| StepStone Group Inc. (STEP) | 10% owner | 2 | — | 4 legs · 189,403 sh · $6,658,817 | — |
Form 4 filings — Lim James
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-02-20 | 4 | StepStone Group Inc. (STEP) | Sale (S): 56,937 @ $35.22 · Sale (S): 62,164 @ $35.11 | EDGAR |
| 2024-02-15 | 4 | StepStone Group Inc. (STEP) | Sale (S): 9,008 @ $35.06 · Sale (S): 61,294 @ $35.16 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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