Rubenstein David M. — SEC Form 4 filings
SEC reporting owner CIK 1543895. 8 Form 4 filings on record with FilingPulse; latest filed 2026-09-11.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-08-07 to 2026-09-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 1,525,000 shares, $75,779,750 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 625,000 shares @ $56.55 ($35,343,750) in Carlyle Group Inc., filed 2025-12-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Carlyle Group Inc. (CG) | Director | 3 | — | 3 legs · 1,525,000 sh · $75,779,750 | 3 |
| Moderna, Inc. (MRNA) | Director | 5 | — | — | 14 |
Form 4 filings — Rubenstein David M.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-11 | 4 | Carlyle Group Inc. (CG) | Gift (G): 100,000 @ $0 · Sale (S): 400,000 @ $42.74 | EDGAR |
| 2026-05-08 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 9,681 (derivative) @ $0 · Grant/award (A): 2,092 (derivative) @ $0 | EDGAR |
| 2026-05-04 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 8,116 · Option exercise (M): 8,116 (derivative) @ $0 | EDGAR |
| 2026-03-20 | 4 | Carlyle Group Inc. (CG) | Gift (G): 100,000 @ $0 · Sale (S): 500,000 @ $46.68 | EDGAR |
| 2025-12-12 | 4 | Carlyle Group Inc. (CG) | Gift (G): 625,000 @ $0 · Sale (S): 625,000 @ $56.55 | EDGAR |
| 2025-08-06 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 850 · Option exercise (M): 850 (derivative) @ $0 | EDGAR |
| 2025-05-01 | 4 | Moderna, Inc. (MRNA) | Option exercise (M): 677 · Option exercise (M): 677 (derivative) @ $0 · Grant/award (A): 12,756 (derivative) @ $0 · Grant/award (A): 8,116 (derivative) @ $0 | EDGAR |
| 2024-08-07 | 4 | Moderna, Inc. (MRNA) | Grant/award (A): 5,051 (derivative) @ $0 · Grant/award (A): 4,065 (derivative) @ $0 · Grant/award (A): 850 (derivative) @ $0 · Grant/award (A): 677 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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