Hartford Funds Management Co LLC — SEC Form 4 filings
SEC reporting owner CIK 1546587. 3 Form 4 filings on record with FilingPulse; latest filed 2025-08-01.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-06-03 to 2025-08-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 305,404 shares, $3,499,629 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 119,904 shares @ $12.51 ($1,499,999) in Hartford Schroders Private Opportunities Fund, filed 2025-08-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Hartford Schroders Private Opportunities Fund (XHFIX) | 10% owner | 3 | 3 legs · 305,404 sh · $3,499,629 | — | — |
Form 4 filings — Hartford Funds Management Co LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-08-01 | 4 | Hartford Schroders Private Opportunities Fund (XHFIX) | Purchase (P): 119,904 @ $12.51 | EDGAR |
| 2024-09-03 | 4 | Hartford Schroders Private Opportunities Fund (XHFIX) | Purchase (P): 92,250 @ $10.84 | EDGAR |
| 2024-06-03 | 4 | Hartford Schroders Private Opportunities Fund (XHFIX) | Purchase (P): 93,250 @ $10.72 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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