Kim John Y — SEC Form 4 filings
SEC reporting owner CIK 1547987. 21 Form 4 filings on record with FilingPulse; latest filed 2026-07-02.
Transaction summary — filings shown
Covers all 21 filings on record, filed 2024-01-18 to 2026-07-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 18,339 shares, $1,354,942 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: sale of 6,339 shares @ $74.49 ($472,192) in EVERSOURCE ENERGY, filed 2026-02-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| EVERSOURCE ENERGY (ES) | — | 5 | — | 3 legs · 18,339 sh · $1,354,942 | 4 |
| FRANKLIN RESOURCES INC (BEN) | Director | 16 | — | — | 16 |
Form 4 filings — Kim John Y
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 983.56 (derivative) @ $34.06 | EDGAR |
| 2026-04-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,420.09 (derivative) @ $23.59 | EDGAR |
| 2026-02-24 | 4 | EVERSOURCE ENERGY (ES) | Sale (S): 6,000 @ $73.56 · Sale (S): 6,339 @ $74.49 | EDGAR |
| 2026-02-20 | 4 | EVERSOURCE ENERGY (ES) | Grant/award (A): 3,339 @ $0 · Sale (S): 6,000 @ $73.57 | EDGAR |
| 2026-02-04 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 7,592.59 (derivative) @ $27 | EDGAR |
| 2026-01-20 | 4 | EVERSOURCE ENERGY (ES) | Grant/award (A): 2,581 @ $0 | EDGAR |
| 2026-01-06 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,407.56 (derivative) @ $23.80 | EDGAR |
| 2025-10-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,375.33 (derivative) @ $22.54 | EDGAR |
| 2025-07-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,273.62 (derivative) @ $24.34 | EDGAR |
| 2025-04-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,605.39 (derivative) @ $19.31 | EDGAR |
| 2025-02-05 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 9,370.50 (derivative) @ $20.81 | EDGAR |
| 2025-01-17 | 4 | EVERSOURCE ENERGY (ES) | Grant/award (A): 3,092 @ $0 | EDGAR |
| 2025-01-03 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,539.23 (derivative) @ $20.14 | EDGAR |
| 2024-10-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,572.81 (derivative) @ $19.71 | EDGAR |
| 2024-09-17 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 248.63 (derivative) @ $20.11 | EDGAR |
| 2024-08-22 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 252.78 (derivative) @ $19.78 | EDGAR |
| 2024-08-16 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 222.92 (derivative) @ $22.43 | EDGAR |
| 2024-07-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,400.81 (derivative) @ $22.13 | EDGAR |
| 2024-04-02 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 1,122.38 (derivative) @ $27.62 | EDGAR |
| 2024-02-07 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 7,322.57 (derivative) @ $26.63 | EDGAR |
| 2024-01-18 | 4 | EVERSOURCE ENERGY (ES) | Grant/award (A): 2,714 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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