KASS STEVEN A — SEC Form 4 filings
SEC reporting owner CIK 1548006. 18 Form 4 filings on record with FilingPulse; latest filed 2026-08-03.
Transaction summary — filings shown
Covers all 18 filings on record, filed 2024-02-02 to 2026-08-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 2,000 shares, $246,519 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: sale of 2,000 shares @ $123.26 ($246,519) in StoneX Group Inc., filed 2026-05-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| StoneX Group Inc. (SNEX) | Director | 15 | — | 1 leg · 2,000 sh · $246,519 | 14 |
| PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Director | 3 | — | — | 5 |
Form 4 filings — KASS STEVEN A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-03 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 174 @ $0 | EDGAR |
| 2026-05-11 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 2,000 @ $123.26 | EDGAR |
| 2026-05-04 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 131 @ $0 | EDGAR |
| 2026-03-23 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Option exercise (M): 2,978 · Option exercise (M): 2,978 (derivative) · Grant/award (A): 2,652 (derivative) | EDGAR |
| 2026-03-12 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 1,101 @ $0 | EDGAR |
| 2026-02-03 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 121 @ $0 | EDGAR |
| 2025-11-03 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 145 @ $0 | EDGAR |
| 2025-08-04 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 139 @ $0 | EDGAR |
| 2025-05-02 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 151 @ $0 | EDGAR |
| 2025-03-21 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Grant/award (A): 2,978 (derivative) @ $0 | EDGAR |
| 2025-03-07 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 1,017 @ $0 | EDGAR |
| 2025-02-03 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 123 @ $0 | EDGAR |
| 2024-11-01 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 148 @ $0 | EDGAR |
| 2024-08-02 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 165 @ $0 | EDGAR |
| 2024-05-02 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 184 @ $0 | EDGAR |
| 2024-03-22 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Grant/award (A): 3,678 (derivative) @ $0 | EDGAR |
| 2024-02-28 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 1,766 @ $0 | EDGAR |
| 2024-02-02 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 185 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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