Sprauer Scott — SEC Form 4 filings
SEC reporting owner CIK 1552966. 2 Form 4 filings on record with FilingPulse; latest filed 2024-11-05.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-05-13 to 2024-11-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 2,752 shares, $39,764 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 2,000 shares @ $13.90 ($27,800) in RiverNorth Flexible Municipal Income Fund II, Inc., filed 2024-05-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | — | 1 | — | 1 leg · 2,000 sh · $27,800 | — |
| RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | — | 1 | — | 1 leg · 752 sh · $11,964 | — |
Form 4 filings — Sprauer Scott
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-11-05 | 4 | RiverNorth Opportunistic Municipal Income Fund, Inc. (RMI) | Sale (S): 752 @ $15.91 | EDGAR |
| 2024-05-13 | 4 | RiverNorth Flexible Municipal Income Fund II, Inc. (RFMZ) | Sale (S): 2,000 @ $13.90 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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