Breakstone Robert A — SEC Form 4 filings
SEC reporting owner CIK 1553171. 5 Form 4 filings on record with FilingPulse; latest filed 2025-05-19.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-08-13 to 2025-05-19. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 5 legs across 5 filings — 3,500 shares, $38,990 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 1,000 shares @ $11.89 ($11,890) in CION Investment Corp, filed 2024-08-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CION Investment Corp (CION) | Director | 5 | 5 legs · 3,500 sh · $38,990 | — | — |
Form 4 filings — Breakstone Robert A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-05-19 | 4 | CION Investment Corp (CION) | Purchase (P): 500 @ $9.72 | EDGAR |
| 2025-03-25 | 4 | CION Investment Corp (CION) | Purchase (P): 500 @ $10.75 | EDGAR |
| 2025-03-18 | 4 | CION Investment Corp (CION) | Purchase (P): 500 @ $11.05 | EDGAR |
| 2024-11-18 | 4 | CION Investment Corp (CION) | Purchase (P): 1,000 @ $11.34 | EDGAR |
| 2024-08-13 | 4 | CION Investment Corp (CION) | Purchase (P): 1,000 @ $11.89 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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