A.L. Sarroff Fund, LLC — SEC Form 4 filings
SEC reporting owner CIK 1553209. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-15.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2026-01-16 to 2026-09-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 58 legs across 8 filings — 2,754,445 shares, $819,790 total (shares × price as filed on priced legs).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 23.
- Largest priced transaction: purchase of 418,310 shares @ $0.72 ($301,183) in PetVivo Holdings, Inc., filed 2026-01-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PetVivo Holdings, Inc. (PETV) | 10% owner | 9 | 58 legs · 2,754,445 sh · $819,790 | — | 23 |
Form 4 filings — A.L. Sarroff Fund, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | PetVivo Holdings, Inc. (PETV) | Purchase (P): 580 @ $0.69 · Purchase (P): 22,160 @ $0.68 · Purchase (P): 10,974 @ $0.68 · Purchase (P): 24,888 @ $0.69 | EDGAR |
| 2026-06-11 | 4 | PetVivo Holdings, Inc. (PETV) | Purchase (P): 187,500 · Purchase (P): 187,500 (derivative) | EDGAR |
| 2026-06-01 | 4 | PetVivo Holdings, Inc. (PETV) | Gift (G): 200,000 @ $0 | EDGAR |
| 2026-05-26 | 4 | PetVivo Holdings, Inc. (PETV) | Purchase (P): 250,000 @ $0.40 | EDGAR |
| 2026-03-24 | 4 | PetVivo Holdings, Inc. (PETV) | Purchase (P): 23,033 @ $0.68 · Purchase (P): 1,000 @ $0.75 | EDGAR |
| 2026-03-13 | 4 | PetVivo Holdings, Inc. (PETV) | Purchase (P): 1,250,000 · Purchase (P): 1,250,000 (derivative) | EDGAR |
| 2026-01-16 | 4 | PetVivo Holdings, Inc. (PETV) | Conversion (C): 164,340 @ $0.73 · Purchase (P): 111,112 @ $0.90 · Purchase (P): 111,112 (derivative) @ $1.50 | EDGAR |
| 2026-01-16 | 4 | PetVivo Holdings, Inc. (PETV) | Purchase (P): 100 @ $1.06 · Purchase (P): 418,310 @ $0.72 · Conversion (C): 430,798 @ $0.70 · Purchase (P): 142,858 @ $0.70 · Purchase (P): 70 @ $0.56 · Conversion (C): 1,250,000 @ $0.40 · +30 more | EDGAR |
| 2026-01-16 | 4 | PetVivo Holdings, Inc. (PETV) | Purchase (P): 7,501 @ $0.52 · Purchase (P): 6,750 @ $0.50 · Purchase (P): 30,000 @ $0.50 · Purchase (P): 5,000 @ $0.50 · Purchase (P): 1,565 @ $0.50 · Purchase (P): 1,000 @ $0.53 · +24 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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