Kaye Daniel G — SEC Form 4 filings
SEC reporting owner CIK 1556974. 12 Form 4 filings on record with FilingPulse; latest filed 2026-06-29.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-05-23 to 2026-06-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 11,095 shares, $649,266 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 5,770 shares @ $53.93 ($311,196) in Equitable Holdings, Inc., filed 2025-05-13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Equitable Holdings, Inc. (EQH) | Director | 4 | — | 1 leg · 5,770 sh · $311,196 | 3 |
| ALLIANCEBERNSTEIN HOLDING L.P. (AB) | Director | 4 | — | 1 leg · 4,825 sh · $196,860 | 3 |
| CME GROUP INC. (CME) | Director | 4 | — | 1 leg · 500 sh · $141,210 | 3 |
Form 4 filings — Kaye Daniel G
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-29 | 4 | CME GROUP INC. (CME) | Grant/award (A): 645 @ $225 | EDGAR |
| 2026-05-22 | 4 | ALLIANCEBERNSTEIN HOLDING L.P. (AB) | Grant/award (A): 4,397 @ $38.67 | EDGAR |
| 2026-05-21 | 4 | Equitable Holdings, Inc. (EQH) | Grant/award (A): 4,400 @ $42.05 | EDGAR |
| 2025-06-26 | 4 | CME GROUP INC. (CME) | Grant/award (A): 532 @ $273.03 | EDGAR |
| 2025-05-23 | 4 | CME GROUP INC. (CME) | Sale (S): 500 @ $282.42 | EDGAR |
| 2025-05-23 | 4 | Equitable Holdings, Inc. (EQH) | Grant/award (A): 3,393 @ $0 | EDGAR |
| 2025-05-23 | 4 | ALLIANCEBERNSTEIN HOLDING L.P. (AB) | Grant/award (A): 4,253 @ $39.98 | EDGAR |
| 2025-05-13 | 4 | Equitable Holdings, Inc. (EQH) | Sale (S): 5,770 @ $53.93 | EDGAR |
| 2025-05-13 | 4 | ALLIANCEBERNSTEIN HOLDING L.P. (AB) | Sale (S): 4,825 @ $40.80 | EDGAR |
| 2024-06-26 | 4 | CME GROUP INC. (CME) | Grant/award (A): 748 @ $194.10 | EDGAR |
| 2024-05-24 | 4 | Equitable Holdings, Inc. (EQH) | Grant/award (A): 4,306 @ $0 | EDGAR |
| 2024-05-23 | 4 | ALLIANCEBERNSTEIN HOLDING L.P. (AB) | Grant/award (A): 4,992 @ $34.06 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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