Newfield Richard U Jr. — SEC Form 4 filings
SEC reporting owner CIK 1558035. 10 Form 4 filings on record with FilingPulse; latest filed 2026-04-30.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-03-05 to 2026-04-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 19,259 shares, $959,291 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: sale of 19,259 shares @ $49.81 ($959,291) in National Bank Holdings Corp, filed 2024-11-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| National Bank Holdings Corp (NBHC) | CHIEF RISK MGMT OFFICER | 10 | — | 1 leg · 19,259 sh · $959,291 | 16 |
Form 4 filings — Newfield Richard U Jr.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-30 | 4 | National Bank Holdings Corp (NBHC) | Tax withholding (F): 1,981 @ $43.27 | EDGAR |
| 2026-03-19 | 4 | National Bank Holdings Corp (NBHC) | Grant/award (A): 2,781 @ $0 | EDGAR |
| 2026-03-03 | 4 | National Bank Holdings Corp (NBHC) | Grant/award (A): 2,104 @ $0 · Tax withholding (F): 1,040 @ $39.99 | EDGAR |
| 2025-04-30 | 4 | National Bank Holdings Corp (NBHC) | Tax withholding (F): 1,682 @ $35.86 | EDGAR |
| 2025-04-03 | 4 | National Bank Holdings Corp (NBHC) | Grant/award (A): 4,754 @ $0 | EDGAR |
| 2025-03-04 | 4 | National Bank Holdings Corp (NBHC) | Grant/award (A): 5,161 @ $0 · Tax withholding (F): 2,404 @ $41.87 | EDGAR |
| 2024-11-15 | 4 | National Bank Holdings Corp (NBHC) | Option exercise (M): 19,259 @ $23.10 · Sale (S): 19,259 @ $49.81 · Option exercise (M): 19,259 (derivative) @ $0 | EDGAR |
| 2024-04-30 | 4 | National Bank Holdings Corp (NBHC) | Tax withholding (F): 1,343 @ $33.50 | EDGAR |
| 2024-04-03 | 4 | National Bank Holdings Corp (NBHC) | Grant/award (A): 5,930 @ $0 · Grant/award (A): 2,857 @ $0 · Tax withholding (F): 1,249 @ $35.41 | EDGAR |
| 2024-03-05 | 4 | National Bank Holdings Corp (NBHC) | Grant/award (A): 1,405 @ $0 · Tax withholding (F): 694 @ $33.63 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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