Shaw John Joseph — SEC Form 4 filings
SEC reporting owner CIK 1559485. 1 Form 4 filing on record with FilingPulse; latest filed 2024-05-28.
Transaction summary — filings shown
Covers all 1 filing on record, filed 2024-05-28 to 2024-05-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 1 filing — 20,000 shares, $282,201 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: sale of 7,975 shares @ $14.09 ($112,384) in Ares Dynamic Credit Allocation Fund, Inc., filed 2024-05-28.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Ares Dynamic Credit Allocation Fund, Inc. (ARDC) | Director | 1 | — | 4 legs · 20,000 sh · $282,201 | — |
Form 4 filings — Shaw John Joseph
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-28 | 4 | Ares Dynamic Credit Allocation Fund, Inc. (ARDC) | Sale (S): 7,975 @ $14.09 · Sale (S): 7,901 @ $14.09 · Sale (S): 2,025 @ $14.18 · Sale (S): 2,099 @ $14.18 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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