Ladd Robert T. — SEC Form 4 filings
SEC reporting owner CIK 1561515. 8 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-05-09 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 9 legs across 8 filings — 52,760 shares, $562,741 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 35,000 shares @ $8.70 ($304,500) in Stellus Capital Investment Corp, filed 2026-03-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Stellus Capital Investment Corp (SCM) | President and CEO, Director | 1 | 2 legs · 36,700 sh · $318,865 | — | — |
| Stellus Private Credit BDC | CEO and President | 7 | 7 legs · 16,060 sh · $243,876 | — | — |
Form 4 filings — Ladd Robert T.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Stellus Private Credit BDC | Purchase (P): 2,548 @ $15.25 | EDGAR |
| 2026-06-18 | 4 | Stellus Private Credit BDC | Purchase (P): 1,469 @ $15.12 | EDGAR |
| 2026-04-21 | 4 | Stellus Private Credit BDC | Purchase (P): 2,300 @ $15.13 | EDGAR |
| 2026-03-17 | 4 | Stellus Capital Investment Corp (SCM) | Purchase (P): 35,000 @ $8.70 · Purchase (P): 1,700 @ $8.45 | EDGAR |
| 2025-12-18 | 4 | Stellus Private Credit BDC | Purchase (P): 1,075 @ $15.26 | EDGAR |
| 2025-09-19 | 4 | Stellus Private Credit BDC | Purchase (P): 2,255 @ $15.29 | EDGAR |
| 2024-12-11 | 4 | Stellus Private Credit BDC | Purchase (P): 3,512 @ $15.05 | EDGAR |
| 2024-05-09 | 4 | Stellus Private Credit BDC | Purchase (P): 2,901 @ $15.26 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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