Ellis Stephen A — SEC Form 4 filings
SEC reporting owner CIK 1561563. 23 Form 4 filings on record with FilingPulse; latest filed 2026-07-06.
Transaction summary — filings shown
Covers all 23 filings on record, filed 2024-03-28 to 2026-07-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 25,475 shares, $2,115,468 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 44.
- Largest priced transaction: sale of 14,750 shares @ $73.20 ($1,079,774) in SCHWAB CHARLES CORP, filed 2024-04-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SCHWAB CHARLES CORP (SCHW) | Director | 23 | — | 2 legs · 25,475 sh · $2,115,468 | 44 |
Form 4 filings — Ellis Stephen A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-06 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 379 (derivative) | EDGAR |
| 2026-06-25 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 2,258 @ $25.11 · Option exercise (M): 2,258 (derivative) @ $0 | EDGAR |
| 2026-05-27 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,602 @ $0 · Grant/award (A): 3,977 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 393 (derivative) | EDGAR |
| 2026-03-25 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 1,899 @ $28.38 · Option exercise (M): 7,866 @ $28.96 · Option exercise (M): 1,899 (derivative) @ $1,899 · Option exercise (M): 7,866 (derivative) @ $7,866 | EDGAR |
| 2026-03-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Sale (S): 10,725 @ $96.57 | EDGAR |
| 2026-01-06 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 357 (derivative) | EDGAR |
| 2025-12-18 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 1,922 @ $31.98 · Option exercise (M): 1,922 (derivative) @ $0 | EDGAR |
| 2025-10-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 366 (derivative) | EDGAR |
| 2025-09-26 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 2,105 @ $28.55 · Option exercise (M): 2,105 (derivative) @ $0 | EDGAR |
| 2025-07-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 371 (derivative) | EDGAR |
| 2025-06-26 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 1,853 @ $33.12 · Option exercise (M): 1,853 (derivative) @ $0 | EDGAR |
| 2025-05-29 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,462 @ $0 · Grant/award (A): 3,646 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 435 (derivative) | EDGAR |
| 2025-01-06 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 458 (derivative) | EDGAR |
| 2024-12-19 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 1,997 @ $30.22 · Option exercise (M): 2,005 @ $29.93 · Option exercise (M): 8,548 @ $31.21 · Option exercise (M): 1,997 (derivative) @ $0 · Option exercise (M): 2,005 (derivative) @ $0 · Option exercise (M): 8,548 (derivative) @ $0 | EDGAR |
| 2024-11-18 | 4 | SCHWAB CHARLES CORP (SCHW) | Gift (G): 35,316 @ $0 | EDGAR |
| 2024-10-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 2,145 (derivative) | EDGAR |
| 2024-07-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,836 (derivative) | EDGAR |
| 2024-05-30 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,809 @ $0 · Grant/award (A): 4,496 (derivative) @ $0 | EDGAR |
| 2024-04-23 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 10,511 @ $25.01 · Option exercise (M): 2,185 @ $27.32 · Option exercise (M): 2,054 @ $28.79 · Sale (S): 14,750 @ $73.20 · Option exercise (M): 10,511 (derivative) @ $0 · Option exercise (M): 2,185 (derivative) @ $0 · +1 more | EDGAR |
| 2024-04-03 | 4 | SCHWAB CHARLES CORP (SCHW) | Grant/award (A): 1,520 (derivative) | EDGAR |
| 2024-03-28 | 4 | SCHWAB CHARLES CORP (SCHW) | Option exercise (M): 2,165 @ $27.45 · Grant/award (A): 2,165 @ $0 · Option exercise (M): 2,165 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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