Meserve Nicholas — SEC Form 4 filings
SEC reporting owner CIK 1563461. 16 Form 4 filings on record with FilingPulse; latest filed 2026-06-25.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-11 to 2026-06-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 12,500 shares, $183,875 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 4 legs across 4 filings — 35,000 shares, $1,969,035 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: sale of 14,000 shares @ $67.15 ($940,100) in Main Street Capital CORP, filed 2025-08-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Main Street Capital CORP (MAIN) | MANAGING DIRECTOR | 14 | — | 4 legs · 35,000 sh · $1,969,035 | 19 |
| MSC INCOME FUND, INC. (MSIF) | Managing Director | 2 | 2 legs · 12,500 sh · $183,875 | — | — |
Form 4 filings — Meserve Nicholas
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-25 | 4 | MSC INCOME FUND, INC. (MSIF) | Purchase (P): 2,500 @ $11.43 | EDGAR |
| 2026-04-03 | 4 | Main Street Capital CORP (MAIN) | Grant/award (A): 21,762 @ $0 · Tax withholding (F): 7,700 @ $52.96 | EDGAR |
| 2025-08-14 | 4 | Main Street Capital CORP (MAIN) | Gift (G): 1,000 @ $0 · Sale (S): 14,000 @ $67.15 | EDGAR |
| 2025-04-03 | 4 | Main Street Capital CORP (MAIN) | Grant/award (A): 18,336 @ $0 · Tax withholding (F): 7,620 @ $56.56 | EDGAR |
| 2025-01-31 | 4 | MSC INCOME FUND, INC. | Purchase (P): 10,000 @ $15.53 | EDGAR |
| 2024-12-12 | 4 | Main Street Capital CORP (MAIN) | Sale (S): 9,000 @ $55.01 · Gift (G): 1,000 @ $0 | EDGAR |
| 2024-08-19 | 4 | Main Street Capital CORP (MAIN) | Other (J): 46.37 @ $49.75 · Other (J): 36.38 @ $51.67 | EDGAR |
| 2024-06-28 | 4 | Main Street Capital CORP (MAIN) | Other (J): 37.37 @ $49.14 | EDGAR |
| 2024-06-07 | 4 | Main Street Capital CORP (MAIN) | Other (J): 36.68 @ $49.83 | EDGAR |
| 2024-05-03 | 4 | Main Street Capital CORP (MAIN) | Other (J): 48.67 @ $46.40 · Other (J): 38.74 @ $46.94 | EDGAR |
| 2024-04-02 | 4 | Main Street Capital CORP (MAIN) | Grant/award (A): 20,606 @ $0 · Tax withholding (F): 7,514 @ $47.31 | EDGAR |
| 2024-03-28 | 4 | Main Street Capital CORP (MAIN) | Other (J): 39.22 @ $45.82 | EDGAR |
| 2024-03-11 | 4 | Main Street Capital CORP (MAIN) | Sale (S): 6,000 @ $45.96 | EDGAR |
| 2024-03-05 | 4 | Main Street Capital CORP (MAIN) | Other (J): 40.26 @ $44.40 | EDGAR |
| 2024-01-25 | 4 | Main Street Capital CORP (MAIN) | Sale (S): 6,000 @ $43.01 · Other (J): 40.69 @ $43.69 | EDGAR |
| 2024-01-11 | 4 | Main Street Capital CORP (MAIN) | Other (J): 40.07 @ $42.93 · Other (J): 46.94 @ $43.12 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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