Smith Philip Andrew — SEC Form 4 filings
SEC reporting owner CIK 1569789. 16 Form 4 filings on record with FilingPulse; latest filed 2026-07-23.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-03-25 to 2026-07-23. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 15 legs across 14 filings — 271,532 shares, $23,906,407 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 18.
- Largest priced transaction: sale of 37,500 shares @ $118.75 ($4,452,990) in StoneX Group Inc., filed 2026-07-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| StoneX Group Inc. (SNEX) | Chief Executive Officer, Director | 16 | — | 15 legs · 271,532 sh · $23,906,407 | 18 |
Form 4 filings — Smith Philip Andrew
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-23 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 45,000 @ $8.90 · Sale (S): 45,000 @ $74.32 · Option exercise (M): 45,000 (derivative) @ $0 | EDGAR |
| 2026-07-01 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 14,040 @ $118.67 · Option exercise (M): 37,500 @ $13.34 · Sale (S): 37,500 @ $118.75 · Option exercise (M): 37,500 (derivative) @ $0 | EDGAR |
| 2026-05-26 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 8,535 @ $112.72 | EDGAR |
| 2026-04-14 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 30,000 @ $13.34 · Sale (S): 30,000 @ $92.23 · Option exercise (M): 30,000 (derivative) @ $0 | EDGAR |
| 2025-12-17 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 13,400 @ $0 · Grant/award (A): 11,282 @ $0 · Tax withholding (F): 7,166 @ $97.43 | EDGAR |
| 2025-06-11 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 7,500 @ $83.68 | EDGAR |
| 2025-05-06 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 7,457 @ $93.26 | EDGAR |
| 2025-04-21 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 40,553 @ $20 · Sale (S): 40,553 @ $80.30 · Option exercise (M): 40,553 (derivative) @ $0 | EDGAR |
| 2025-04-17 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 4,447 @ $20 · Sale (S): 4,447 @ $80.07 · Option exercise (M): 4,447 (derivative) @ $0 | EDGAR |
| 2025-04-08 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 9,000 @ $69.56 | EDGAR |
| 2025-04-03 | 4 | StoneX Group Inc. (SNEX) | Option exercise (M): 45,000 @ $20 · Sale (S): 45,000 @ $75.95 · Option exercise (M): 45,000 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | StoneX Group Inc. (SNEX) | Grant/award (A): 10,430 @ $0 · Grant/award (A): 9,012 @ $0 · Tax withholding (F): 3,366 @ $99.21 | EDGAR |
| 2024-11-12 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 3,500 @ $97.58 | EDGAR |
| 2024-08-08 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 4,000 @ $75.89 | EDGAR |
| 2024-05-17 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 8,000 @ $75.18 | EDGAR |
| 2024-03-25 | 4 | StoneX Group Inc. (SNEX) | Sale (S): 7,000 @ $69.73 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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