Brooks David R — SEC Form 4 filings
SEC reporting owner CIK 1573461. 20 Form 4 filings on record with FilingPulse; latest filed 2026-08-11.
Transaction summary — filings shown
Covers all 20 filings on record, filed 2024-02-01 to 2026-08-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 4 filings — 59,431 shares, $6,192,508 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 25.
- Largest priced transaction: sale of 18,000 shares @ $110.00 ($1,980,000) in SouthState Bank Corp, filed 2026-08-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SouthState Bank Corp (SSB) | Director | 11 | — | 9 legs · 59,431 sh · $6,192,508 | 9 |
| Independent Bank Group, Inc. (IBTX) | Chairman and CEO, Director | 6 | — | — | 13 |
| CAPITAL SOUTHWEST CORP (CSWC) | Director | 3 | — | — | 3 |
Form 4 filings — Brooks David R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-11 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-08-07 | 4 | SouthState Bank Corp (SSB) | Sale (S): 18,000 @ $110 · Sale (S): 1,800 @ $110 · Sale (S): 1,100 @ $110 · Sale (S): 3,750 @ $110 | EDGAR |
| 2026-08-04 | 4 | SouthState Bank Corp (SSB) | Sale (S): 6,181 @ $107.92 | EDGAR |
| 2026-05-04 | 4 | SouthState Bank Corp (SSB) | Grant/award (A): 1,050 (derivative) @ $97.48 | EDGAR |
| 2026-04-30 | 4/A | SouthState Bank Corp (SSB) | Sale (S): 9,000 @ $98.39 · Sale (S): 5,300 @ $98.39 | EDGAR |
| 2026-04-29 | 4 | SouthState Bank Corp (SSB) | Sale (S): 9,000 @ $98.39 · Sale (S): 5,300 @ $98.39 | EDGAR |
| 2025-12-10 | 4 | SouthState Bank Corp (SSB) | Gift (G): 13,800 @ $0 · Other (J): 13,800 @ $0 | EDGAR |
| 2025-11-03 | 4 | SouthState Bank Corp (SSB) | Option exercise (M): 1,136 @ $0 | EDGAR |
| 2025-08-13 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2025-07-30 | 4 | SouthState Corp (SSB) | Other (J): 32,100 @ $0 · Other (J): 32,100 @ $0 | EDGAR |
| 2025-07-23 | 4 | SouthState Corp (SSB) | Option exercise (M): 267 @ $0 | EDGAR |
| 2025-05-02 | 4 | SouthState Corp (SSB) | Grant/award (A): 1,136 (derivative) @ $87.65 | EDGAR |
| 2025-01-23 | 4 | SouthState Corp (SSB) | Grant/award (A): 267 (derivative) @ $99.47 | EDGAR |
| 2025-01-03 | 4 | Independent Bank Group, Inc. (IBTX) | Grant/award (A): 38,159 · Tax withholding (F): 23,901 @ $60.67 · Disposition to issuer (D): 107,400 · Disposition to issuer (D): 30,000 · Disposition to issuer (D): 30,000 · Disposition to issuer (D): 545,977 | EDGAR |
| 2024-08-12 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-07-18 | 4 | Independent Bank Group, Inc. (IBTX) | Grant/award (A): 28,800 · Tax withholding (F): 11,333 @ $54.36 | EDGAR |
| 2024-07-08 | 4 | Independent Bank Group, Inc. (IBTX) | Tax withholding (F): 1,198 @ $45.30 | EDGAR |
| 2024-02-26 | 4 | Independent Bank Group, Inc. (IBTX) | Tax withholding (F): 1,204 @ $44.69 · Tax withholding (F): 578 @ $44.24 | EDGAR |
| 2024-02-22 | 4 | Independent Bank Group, Inc. (IBTX) | Grant/award (A): 16,223 | EDGAR |
| 2024-02-01 | 4 | Independent Bank Group, Inc. (IBTX) | Tax withholding (F): 811 @ $51.37 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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