Ahn Phillip J. — SEC Form 4 filings
SEC reporting owner CIK 1574572. 5 Form 4 filings on record with FilingPulse; latest filed 2025-06-04.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-03-06 to 2025-06-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| B. Riley Financial, Inc. (RILY) | CFO & Chief Operating Officer | 5 | — | — | 7 |
Form 4 filings — Ahn Phillip J.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-06-04 | 4 | B. Riley Financial, Inc. (RILY) | Disposition to issuer (D): 7,349 @ $3.05 | EDGAR |
| 2025-03-18 | 4 | B. Riley Financial, Inc. (RILY) | Disposition to issuer (D): 22,055 @ $4.16 | EDGAR |
| 2024-06-04 | 4 | B. Riley Financial, Inc. (RILY) | Tax withholding (F): 4,086 @ $24.81 | EDGAR |
| 2024-03-19 | 4 | B. Riley Financial, Inc. (RILY) | Tax withholding (F): 2,464 @ $17.56 | EDGAR |
| 2024-03-06 | 4 | B. Riley Financial, Inc. (RILY) | Grant/award (A): 543 @ $39.08 · Grant/award (A): 1 @ $17.84 · Grant/award (A): 41,543 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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