DAYAN RICHARD — SEC Form 4 filings
SEC reporting owner CIK 1578210. 3 Form 4 filings on record with FilingPulse; latest filed 2024-12-16.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-07-01 to 2024-12-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 200 shares, $1,386 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 200 shares @ $6.93 ($1,386) in HIGH INCOME SECURITIES FUND, filed 2024-07-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HIGH INCOME SECURITIES FUND (PCF) | Director | 3 | 1 leg · 200 sh · $1,386 | — | 2 |
Form 4 filings — DAYAN RICHARD
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-12-16 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Disposition to issuer (D): 4,851 @ $7.07 | EDGAR |
| 2024-08-19 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Option exercise (M): 5,200 @ $6.48 | EDGAR |
| 2024-07-01 | 4 | HIGH INCOME SECURITIES FUND (PCF) | Purchase (P): 200 @ $6.93 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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