Yeh Shu-Hua (Joshua) — SEC Form 4 filings
SEC reporting owner CIK 1587600. 25 Form 4 filings on record with FilingPulse; latest filed 2026-08-20.
Transaction summary — filings shown
Covers all 25 filings on record, filed 2024-01-24 to 2026-08-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 8 filings — 145,980 shares, $21,158,189 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 62.
- Largest priced transaction: sale of 39,154 shares @ $173.26 ($6,783,822) in APPLIED OPTOELECTRONICS, INC., filed 2026-05-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| APPLIED OPTOELECTRONICS, INC. (AAOI) | *** See Remarks | 25 | — | 9 legs · 145,980 sh · $21,158,189 | 62 |
Form 4 filings — Yeh Shu-Hua (Joshua)
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 6,000 @ $147.73 | EDGAR |
| 2026-08-04 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 4,715 @ $126.50 | EDGAR |
| 2026-07-23 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 1,285 @ $120.02 · Tax withholding (F): 2,553 @ $119.26 · Tax withholding (F): 609 @ $119.26 · Tax withholding (F): 861 @ $119.26 · Tax withholding (F): 686 @ $119.26 | EDGAR |
| 2026-06-18 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 6,000 @ $171.89 | EDGAR |
| 2026-06-16 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 23,397 @ $172.78 · Sale (S): 28,826 @ $166.53 | EDGAR |
| 2026-06-08 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 5,000 @ $204.75 · Sale (S): 5,000 @ $205.39 | EDGAR |
| 2026-05-19 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 192,170 @ $0 · Tax withholding (F): 7,928 @ $190.36 · Sale (S): 39,154 @ $173.26 | EDGAR |
| 2026-04-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 2,553 @ $150.57 · Tax withholding (F): 609 @ $150.57 · Tax withholding (F): 861 @ $150.57 · Tax withholding (F): 686 @ $150.57 | EDGAR |
| 2026-03-10 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Sale (S): 50,000 @ $97.10 | EDGAR |
| 2026-02-11 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 25,799 @ $0 | EDGAR |
| 2026-01-26 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,899 @ $38.38 · Tax withholding (F): 2,553 @ $38.38 · Tax withholding (F): 609 @ $38.38 · Tax withholding (F): 862 @ $38.38 | EDGAR |
| 2025-10-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,898 @ $33.40 · Tax withholding (F): 2,553 @ $33.40 · Tax withholding (F): 610 @ $33.40 · Tax withholding (F): 862 @ $33.40 | EDGAR |
| 2025-07-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,076 @ $28.23 · Tax withholding (F): 1,898 @ $28.23 · Tax withholding (F): 2,554 @ $28.23 · Tax withholding (F): 609 @ $28.23 · Tax withholding (F): 862 @ $28.23 | EDGAR |
| 2025-05-13 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 142,857 @ $0 · Tax withholding (F): 60,716 @ $14.76 | EDGAR |
| 2025-05-02 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 862 @ $10.05 | EDGAR |
| 2025-04-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,076 @ $10.05 · Tax withholding (F): 1,899 @ $10.05 · Tax withholding (F): 2,554 @ $10.05 · Tax withholding (F): 611 @ $10.05 | EDGAR |
| 2025-04-15 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 32,397 @ $0 | EDGAR |
| 2025-01-23 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,076 @ $30.15 · Tax withholding (F): 1,636 @ $30.15 · Tax withholding (F): 1,899 @ $30.15 · Tax withholding (F): 2,553 @ $30.15 · Tax withholding (F): 610 @ $30.15 | EDGAR |
| 2024-10-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,076 @ $18.51 · Tax withholding (F): 1,637 @ $18.51 · Tax withholding (F): 1,899 @ $18.51 · Tax withholding (F): 2,554 @ $18.51 · Tax withholding (F): 609 @ $18.51 | EDGAR |
| 2024-07-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,077 @ $9.68 · Tax withholding (F): 1,637 @ $9.68 · Tax withholding (F): 1,899 @ $9.68 · Tax withholding (F): 2,554 @ $9.68 · Tax withholding (F): 611 @ $9.68 | EDGAR |
| 2024-06-17 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 80,910 @ $0 · Disposition to issuer (D): 40,455 @ $10.44 · Tax withholding (F): 17,195 @ $10.44 | EDGAR |
| 2024-05-28 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 610 @ $12.12 | EDGAR |
| 2024-05-01 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Grant/award (A): 22,906 @ $0 | EDGAR |
| 2024-04-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,076 @ $12.12 · Tax withholding (F): 1,637 @ $12.12 · Tax withholding (F): 1,899 @ $12.12 · Tax withholding (F): 2,554 @ $12.12 | EDGAR |
| 2024-01-24 | 4 | APPLIED OPTOELECTRONICS, INC. (AAOI) | Tax withholding (F): 1,667 @ $15.81 · Tax withholding (F): 1,076 @ $15.81 · Tax withholding (F): 1,637 @ $15.81 · Tax withholding (F): 1,899 @ $15.81 · Tax withholding (F): 2,554 @ $15.81 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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