SMITH ROGER L. — SEC Form 4 filings
SEC reporting owner CIK 1595564. 7 Form 4 filings on record with FilingPulse; latest filed 2026-08-25.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-09-23 to 2026-08-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 583,742 shares, $845,191 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: sale of 252,087 shares @ $1.68 ($423,985) in UR-ENERGY INC, filed 2025-09-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| UR-ENERGY INC (URG) | CHIEF FINANCIAL OFFICER | 7 | — | 3 legs · 583,742 sh · $845,191 | 14 |
Form 4 filings — SMITH ROGER L.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-25 | 4 | UR-ENERGY INC (URG) | Option exercise (M): 103,536 @ $1.04 · Sale (S): 103,536 @ $1.43 · Option exercise (M): 103,536 (derivative) @ $0 | EDGAR |
| 2025-12-29 | 4 | UR-ENERGY INC (URG) | Grant/award (A): 150,312 (derivative) @ $0 · Option exercise (M): 37,579 (derivative) @ $0 | EDGAR |
| 2025-12-29 | 4 | UR-ENERGY INC (URG) | Option exercise (M): 19,387 @ $1.47 · Option exercise (M): 27,384 (derivative) @ $0 | EDGAR |
| 2025-09-25 | 4 | UR-ENERGY INC (URG) | Option exercise (M): 252,087 @ $0.45 · Sale (S): 252,087 @ $1.68 · Option exercise (M): 252,087 (derivative) @ $0 | EDGAR |
| 2025-01-21 | 4 | UR-ENERGY INC (URG) | Option exercise (M): 19,114 @ $1.12 · Option exercise (M): 29,182 (derivative) @ $0 | EDGAR |
| 2024-12-16 | 4 | UR-ENERGY INC (URG) | Grant/award (A): 143,148 (derivative) @ $0 · Grant/award (A): 35,788 (derivative) @ $0 | EDGAR |
| 2024-09-23 | 4 | UR-ENERGY INC (URG) | Option exercise (M): 228,119 @ $0.58 · Sale (S): 228,119 @ $1.20 · Option exercise (M): 228,119 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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