CALDWELL PHYLLIS R — SEC Form 4 filings
SEC reporting owner CIK 1596950. 13 Form 4 filings on record with FilingPulse; latest filed 2026-05-01.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-02-14 to 2026-05-01. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 12 legs across 7 filings — 14,334 shares, $210,592 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: purchase of 2,000 shares @ $20.07 ($40,130) in Oaktree Specialty Lending Corp, filed 2024-02-14.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Oaktree Specialty Lending Corp (OCSL) | Director | 7 | 12 legs · 14,334 sh · $210,592 | — | — |
| JBG SMITH Properties (JBGS) | Director | 3 | — | — | 3 |
| OneMain Holdings, Inc. (OMF) | Director | 3 | — | — | 3 |
Form 4 filings — CALDWELL PHYLLIS R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-01 | 4 | JBG SMITH Properties (JBGS) | Grant/award (A): 15,435 (derivative) | EDGAR |
| 2026-03-18 | 4 | Oaktree Specialty Lending Corp (OCSL) | Purchase (P): 2,500 @ $10.77 | EDGAR |
| 2026-02-13 | 4 | OneMain Holdings, Inc. (OMF) | Grant/award (A): 3,243 @ $0 | EDGAR |
| 2025-09-16 | 4 | Oaktree Specialty Lending Corp (OCSL) | Purchase (P): 2,000 @ $13.19 · Purchase (P): 25 @ $13.19 · Purchase (P): 975 @ $13.20 | EDGAR |
| 2025-05-08 | 4 | Oaktree Specialty Lending Corp (OCSL) | Purchase (P): 2,000 @ $13.32 | EDGAR |
| 2025-04-28 | 4 | JBG SMITH Properties (JBGS) | Grant/award (A): 15,780 (derivative) | EDGAR |
| 2025-02-26 | 4 | Oaktree Specialty Lending Corp (OCSL) | Purchase (P): 2,500 @ $15.83 | EDGAR |
| 2025-02-10 | 4 | OneMain Holdings, Inc. (OMF) | Grant/award (A): 2,791 @ $0 | EDGAR |
| 2024-09-23 | 4 | Oaktree Specialty Lending Corp (OCSL) | Purchase (P): 500 @ $16.01 · Purchase (P): 405 @ $16.01 · Purchase (P): 95 @ $16.00 | EDGAR |
| 2024-08-14 | 4 | Oaktree Specialty Lending Corp (OCSL) | Purchase (P): 500 @ $16.28 · Purchase (P): 834 @ $16.29 | EDGAR |
| 2024-04-29 | 4 | JBG SMITH Properties (JBGS) | Grant/award (A): 14,414 (derivative) | EDGAR |
| 2024-02-16 | 4 | OneMain Holdings, Inc. (OMF) | Grant/award (A): 3,445 @ $0 | EDGAR |
| 2024-02-14 | 4 | Oaktree Specialty Lending Corp (OCSL) | Purchase (P): 2,000 @ $20.07 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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