Phillips Daniel R — SEC Form 4 filings
SEC reporting owner CIK 1600203. 6 Form 4 filings on record with FilingPulse; latest filed 2025-02-04.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-03-19 to 2025-02-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 9 legs across 2 filings — 6,055 shares, $94,470 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 4.
- Largest priced transaction: sale of 2,254 shares @ $15.47 ($34,881) in Pathfinder Bancorp, Inc., filed 2024-09-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Pathfinder Bancorp, Inc. (PBHC) | Senior Vice President | 6 | — | 9 legs · 6,055 sh · $94,470 | 4 |
Form 4 filings — Phillips Daniel R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-04 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Holdings only — no transactions reported | EDGAR |
| 2024-11-21 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Option exercise (M): 13,266 @ $11.35 · Option exercise (M): 13,266 (derivative) @ $11.35 | EDGAR |
| 2024-11-05 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Option exercise (M): 7,237 @ $10.81 · Option exercise (M): 2,550 @ $11.35 | EDGAR |
| 2024-09-17 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Sale (S): 2,254 @ $15.47 · Sale (S): 100 @ $15.67 · Sale (S): 602 @ $15.76 · Sale (S): 1,294 @ $15.77 · Sale (S): 504 @ $15.78 · Sale (S): 45 @ $15.82 · +2 more | EDGAR |
| 2024-08-19 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Sale (S): 1,055 @ $15.42 | EDGAR |
| 2024-03-19 | 4 | Pathfinder Bancorp, Inc. (PBHC) | Holdings only — no transactions reported | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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