Curtis Scott A — SEC Form 4 filings
SEC reporting owner CIK 1601143. 11 Form 4 filings on record with FilingPulse; latest filed 2026-08-20.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-09-06 to 2026-08-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 41.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC (RJF) | Chief Operating Officer | 11 | — | — | 41 |
Form 4 filings — Curtis Scott A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Gift (G): 1,000 @ $0 | EDGAR |
| 2025-12-17 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Option exercise (M): 27,203 @ $0 · Option exercise (M): 4,761 @ $0 · Option exercise (M): 3,264 @ $0 · Tax withholding (F): 1,258 @ $163.85 · Tax withholding (F): 1,835 @ $163.85 · Tax withholding (F): 2,375 @ $163.85 · +6 more | EDGAR |
| 2025-12-11 | 4/A | RAYMOND JAMES FINANCIAL INC (RJF) | Gift (G): 1,022 @ $0 | EDGAR |
| 2025-12-04 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Grant/award (A): 6,163 @ $0 · Gift (G): 1,021 @ $0 | EDGAR |
| 2025-12-02 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Option exercise (M): 1,500 @ $0 · Option exercise (M): 1,264 @ $0 · Tax withholding (F): 406 @ $156.54 · Tax withholding (F): 482 @ $156.54 · Option exercise (M): 1,500 (derivative) @ $0 · Option exercise (M): 1,264 (derivative) @ $0 | EDGAR |
| 2025-09-30 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Gift (G): 140 @ $0 | EDGAR |
| 2025-01-03 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Tax withholding (F): 1,160 @ $155.33 | EDGAR |
| 2024-12-17 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Option exercise (M): 3,112 @ $0 · Tax withholding (F): 1,151 @ $160.49 · Grant/award (A): 3,741 (derivative) @ $0 · Grant/award (A): 4,053 (derivative) @ $0 · Option exercise (M): 3,112 (derivative) @ $0 | EDGAR |
| 2024-12-03 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Option exercise (M): 3,793 @ $0 · Option exercise (M): 1,500 @ $0 · Tax withholding (F): 525 @ $169.28 · Tax withholding (F): 1,328 @ $169.28 · Gift (G): 1,000 @ $0 · Option exercise (M): 1,500 (derivative) @ $0 · +1 more | EDGAR |
| 2024-11-26 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Option exercise (M): 1,500 @ $0 · Tax withholding (F): 330 @ $163.78 · Grant/award (A): 5,275 @ $0 · Option exercise (M): 1,500 (derivative) @ $0 | EDGAR |
| 2024-09-06 | 4 | RAYMOND JAMES FINANCIAL INC (RJF) | Gift (G): 1,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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