Smith, Jr. Thomas S. — SEC Form 4 filings
SEC reporting owner CIK 1601765. 4 Form 4 filings on record with FilingPulse; latest filed 2026-08-11.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-08-09 to 2026-08-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 56,000 shares, $983,797 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 56,000 shares @ $17.57 ($983,797) in LINDBLAD EXPEDITIONS HOLDINGS, INC., filed 2026-03-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) | Director | 4 | — | 1 leg · 56,000 sh · $983,797 | 3 |
Form 4 filings — Smith, Jr. Thomas S.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-11 | 4 | LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) | Grant/award (A): 3,240 @ $0 | EDGAR |
| 2026-03-11 | 4 | LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) | Sale (S): 56,000 @ $17.57 | EDGAR |
| 2025-08-12 | 4 | LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) | Grant/award (A): 8,899 @ $12.36 | EDGAR |
| 2024-08-09 | 4 | LINDBLAD EXPEDITIONS HOLDINGS, INC. (LIND) | Grant/award (A): 14,647 @ $7.51 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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