Smith Phillip R — SEC Form 4 filings
SEC reporting owner CIK 1602281. 3 Form 4 filings on record with FilingPulse; latest filed 2025-11-07.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-05-03 to 2025-11-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 6,200 shares, $240,746 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: sale of 6,200 shares @ $38.83 ($240,746) in CENTERPOINT ENERGY INC, filed 2025-11-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CENTERPOINT ENERGY INC (CNP) | Director | 3 | — | 1 leg · 6,200 sh · $240,746 | 2 |
Form 4 filings — Smith Phillip R
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-07 | 4 | CENTERPOINT ENERGY INC (CNP) | Sale (S): 6,200 @ $38.83 | EDGAR |
| 2025-05-05 | 4 | CENTERPOINT ENERGY INC (CNP) | Grant/award (A): 4,534 @ $0 | EDGAR |
| 2024-05-03 | 4 | CENTERPOINT ENERGY INC (CNP) | Grant/award (A): 5,798 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1602281 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →