BABCOCK JOHN P — SEC Form 4 filings
SEC reporting owner CIK 1602623. 9 Form 4 filings on record with FilingPulse; latest filed 2026-06-30.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-03-22 to 2026-06-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 33,000 shares, $1,017,425 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 27.
- Largest priced transaction: sale of 10,000 shares @ $28.76 ($287,646) in PEAPACK GLADSTONE FINANCIAL CORP, filed 2025-03-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PEAPACK GLADSTONE FINANCIAL CORP (PGC) | SEVP & Pres of Priv Wealth Mgt | 9 | — | 5 legs · 33,000 sh · $1,017,425 | 27 |
Form 4 filings — BABCOCK JOHN P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-30 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Sale (S): 5,000 @ $47.11 | EDGAR |
| 2026-04-01 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Grant/award (A): 16,000 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Option exercise (M): 1,760 · Tax withholding (F): 901 @ $33.18 · Option exercise (M): 1,258 · Tax withholding (F): 644 @ $33.18 · Option exercise (M): 1,197 · Tax withholding (F): 613 @ $33.18 · +14 more | EDGAR |
| 2025-03-24 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Tax withholding (F): 4,580 @ $29.55 · Grant/award (A): 7,543 (derivative) @ $0 · Grant/award (A): 11,315 (derivative) @ $0 | EDGAR |
| 2025-03-20 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Sale (S): 10,000 @ $28.76 | EDGAR |
| 2024-11-05 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Sale (S): 3,000 @ $32.29 | EDGAR |
| 2024-09-06 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Sale (S): 10,000 @ $26.89 | EDGAR |
| 2024-08-19 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Sale (S): 5,000 @ $25.69 | EDGAR |
| 2024-03-22 | 4 | PEAPACK GLADSTONE FINANCIAL CORP (PGC) | Tax withholding (F): 810 @ $23.92 · Grant/award (A): 8,278 (derivative) @ $0 · Grant/award (A): 12,418 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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