WATANABE OSAMU R. — SEC Form 4 filings
SEC reporting owner CIK 1604471. 18 Form 4 filings on record with FilingPulse; latest filed 2026-08-06.
Transaction summary — filings shown
Covers all 18 filings on record, filed 2024-02-20 to 2026-08-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 6 legs across 5 filings — 33,170 shares, $2,111,010 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 77.
- Largest priced transaction: sale of 6,340 shares @ $72.64 ($460,538) in Moelis & Co, filed 2025-07-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Moelis & Co (MC) | General Counsel, Secretary | 18 | — | 6 legs · 33,170 sh · $2,111,010 | 77 |
Form 4 filings — WATANABE OSAMU R.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-06 | 4 | Moelis & Co (MC) | Sale (S): 4,850 @ $69.30 | EDGAR |
| 2026-06-23 | 4 | Moelis & Co (MC) | Grant/award (A): 20.53 (derivative) @ $0 · Grant/award (A): 39.15 (derivative) @ $0 · Grant/award (A): 46.50 (derivative) @ $0 · Grant/award (A): 51.47 (derivative) @ $0 · Grant/award (A): 58.45 (derivative) @ $0 · Grant/award (A): 13.59 (derivative) @ $0 | EDGAR |
| 2026-03-30 | 4 | Moelis & Co (MC) | Grant/award (A): 24.59 (derivative) @ $0 · Grant/award (A): 46.89 (derivative) @ $0 · Grant/award (A): 55.70 (derivative) @ $0 · Grant/award (A): 61.64 (derivative) @ $0 · Grant/award (A): 70.01 (derivative) @ $0 · Grant/award (A): 16.27 (derivative) @ $0 | EDGAR |
| 2026-02-23 | 4 | Moelis & Co (MC) | Option exercise (M): 9,218.90 · Tax withholding (F): 1,603.90 @ $62.73 · Sale (S): 2,765 @ $62.23 · Option exercise (M): 2,224.06 (derivative) @ $0 · Option exercise (M): 2,097.60 (derivative) @ $0 · Option exercise (M): 1,999.85 (derivative) @ $0 · +2 more | EDGAR |
| 2026-02-17 | 4 | Moelis & Co (MC) | Grant/award (A): 5,971 (derivative) @ $0 · Grant/award (A): 1,388 (derivative) @ $0 | EDGAR |
| 2025-12-05 | 4 | Moelis & Co (MC) | Grant/award (A): 21.54 (derivative) @ $0 · Grant/award (A): 40.64 (derivative) @ $0 · Grant/award (A): 58.12 (derivative) @ $0 · Grant/award (A): 61.36 (derivative) @ $0 · Grant/award (A): 63.66 (derivative) @ $0 | EDGAR |
| 2025-09-19 | 4 | Moelis & Co (MC) | Grant/award (A): 18.26 (derivative) @ $0 · Grant/award (A): 34.44 (derivative) @ $0 · Grant/award (A): 49.26 (derivative) @ $0 · Grant/award (A): 52 (derivative) @ $0 · Grant/award (A): 53.96 (derivative) @ $0 | EDGAR |
| 2025-07-29 | 4 | Moelis & Co (MC) | Sale (S): 6,340 @ $72.64 | EDGAR |
| 2025-06-24 | 4 | Moelis & Co (MC) | Grant/award (A): 24.81 (derivative) @ $0 · Grant/award (A): 46.80 (derivative) @ $0 · Grant/award (A): 66.93 (derivative) @ $0 · Grant/award (A): 70.66 (derivative) @ $0 · Grant/award (A): 73.32 (derivative) @ $0 | EDGAR |
| 2025-03-31 | 4 | Moelis & Co (MC) | Grant/award (A): 23.27 (derivative) @ $0 · Grant/award (A): 43.90 (derivative) @ $0 · Grant/award (A): 62.78 (derivative) @ $0 · Grant/award (A): 66.28 (derivative) @ $0 · Grant/award (A): 68.77 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | Moelis & Co (MC) | Option exercise (M): 12,003.91 · Tax withholding (F): 2.91 @ $74 · Sale (S): 5,661 @ $74 · Option exercise (M): 4,413.46 (derivative) @ $0 · Option exercise (M): 2,136.17 (derivative) @ $0 · Option exercise (M): 2,014.70 (derivative) @ $0 · +2 more | EDGAR |
| 2025-02-14 | 4 | Moelis & Co (MC) | Grant/award (A): 6,312 (derivative) @ $0 | EDGAR |
| 2024-12-04 | 4 | Moelis & Co (MC) | Grant/award (A): 34.66 (derivative) @ $0 · Grant/award (A): 33.55 (derivative) @ $0 · Grant/award (A): 47.46 (derivative) @ $0 · Grant/award (A): 60.32 (derivative) @ $0 · Grant/award (A): 59.70 (derivative) @ $0 | EDGAR |
| 2024-09-30 | 4 | Moelis & Co (MC) | Grant/award (A): 37.63 (derivative) @ $0 · Grant/award (A): 36.43 (derivative) @ $0 · Grant/award (A): 51.54 (derivative) @ $0 · Grant/award (A): 65.51 (derivative) @ $0 · Grant/award (A): 64.84 (derivative) @ $0 | EDGAR |
| 2024-06-24 | 4 | Moelis & Co (MC) | Grant/award (A): 47.92 (derivative) @ $0 · Grant/award (A): 46.38 (derivative) @ $0 · Grant/award (A): 65.62 (derivative) @ $0 · Grant/award (A): 83.40 (derivative) @ $0 · Grant/award (A): 82.55 (derivative) @ $0 | EDGAR |
| 2024-04-02 | 4 | Moelis & Co (MC) | Grant/award (A): 44.90 (derivative) @ $0 · Grant/award (A): 43.46 (derivative) @ $0 · Grant/award (A): 61.49 (derivative) @ $0 · Grant/award (A): 78.15 (derivative) @ $0 · Grant/award (A): 77.35 (derivative) @ $0 | EDGAR |
| 2024-02-23 | 4 | Moelis & Co (MC) | Option exercise (M): 13,555.93 · Tax withholding (F): 1.93 @ $52.60 · Sale (S): 7,685 @ $52.60 · Sale (S): 5,869 @ $54.38 · Option exercise (M): 3,465.20 (derivative) @ $0 · Option exercise (M): 4,248.35 (derivative) @ $0 · +3 more | EDGAR |
| 2024-02-20 | 4 | Moelis & Co (MC) | Grant/award (A): 7,319 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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