SIMON JOSEPH — SEC Form 4 filings
SEC reporting owner CIK 1604693. 12 Form 4 filings on record with FilingPulse; latest filed 2025-03-31.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-02-13 to 2025-03-31. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 5 filings — 39,923 shares, $2,335,486 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: sale of 8,573 shares @ $54.13 ($464,056) in Moelis & Co, filed 2024-03-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Moelis & Co (MC) | Former Chief Financial Officer | 12 | — | 7 legs · 39,923 sh · $2,335,486 | 26 |
Form 4 filings — SIMON JOSEPH
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-03-31 | 4 | Moelis & Co (MC) | Grant/award (A): 47.48 (derivative) @ $0 | EDGAR |
| 2025-02-21 | 4 | Moelis & Co (MC) | Option exercise (M): 11,824.35 · Tax withholding (F): 1.35 @ $74 · Sale (S): 5,758 @ $74 · Option exercise (M): 7,466.71 (derivative) @ $0 · Option exercise (M): 4,357.63 (derivative) @ $0 | EDGAR |
| 2025-02-20 | 4 | Moelis & Co (MC) | Option exercise (M): 16,767 · Option exercise (M): 5,682 (derivative) · Option exercise (M): 3,361 (derivative) · Option exercise (M): 7,724 (derivative) | EDGAR |
| 2025-02-06 | 4 | Moelis & Co (MC) | Grant/award (A): 17,384 (derivative) @ $0 | EDGAR |
| 2024-12-04 | 4 | Moelis & Co (MC) | Grant/award (A): 58.63 (derivative) @ $0 · Grant/award (A): 68.44 (derivative) @ $0 | EDGAR |
| 2024-09-30 | 4 | Moelis & Co (MC) | Grant/award (A): 63.67 (derivative) @ $0 · Grant/award (A): 74.32 (derivative) @ $0 | EDGAR |
| 2024-07-29 | 4 | Moelis & Co (MC) | Option exercise (M): 6,723 · Sale (S): 6,723 @ $64 · Option exercise (M): 6,723 (derivative) | EDGAR |
| 2024-06-24 | 4 | Moelis & Co (MC) | Grant/award (A): 81.06 (derivative) @ $0 · Grant/award (A): 94.62 (derivative) @ $0 | EDGAR |
| 2024-04-02 | 4 | Moelis & Co (MC) | Grant/award (A): 75.96 (derivative) @ $0 · Grant/award (A): 88.67 (derivative) @ $0 | EDGAR |
| 2024-03-01 | 4 | Moelis & Co (MC) | Sale (S): 8,573 @ $54.13 | EDGAR |
| 2024-02-23 | 4 | Moelis & Co (MC) | Option exercise (M): 16,723.54 · Tax withholding (F): 1.54 @ $52.60 · Sale (S): 8,149 @ $52.60 · Option exercise (M): 5,341.54 (derivative) @ $0 · Option exercise (M): 7,187.38 (derivative) @ $0 · Option exercise (M): 4,194.61 (derivative) @ $0 · +1 more | EDGAR |
| 2024-02-13 | 4 | Moelis & Co (MC) | Sale (S): 3,720 @ $54.90 · Sale (S): 3,500 @ $54.70 · Sale (S): 3,500 @ $54.50 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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