Rickey James Paul — SEC Form 4 filings
SEC reporting owner CIK 1606243. 4 Form 4 filings on record with FilingPulse; latest filed 2026-08-07.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-01-29 to 2026-08-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 27,777 shares, $499,986 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 3 legs across 1 filing — 118,000 shares, $2,751,022 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 29.
- Largest priced transaction: sale of 73,764 shares @ $22.31 ($1,645,830) in ALPINE IMMUNE SCIENCES, INC., filed 2024-01-29.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ALPINE IMMUNE SCIENCES, INC. (ALPN) | See Remarks | 3 | — | 3 legs · 118,000 sh · $2,751,022 | 28 |
| Braveheart Bio, Inc. (BRVE) | Chief Financial Officer | 1 | 1 leg · 27,777 sh · $499,986 | — | 1 |
Form 4 filings — Rickey James Paul
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-07 | 4 | Braveheart Bio, Inc. (BRVE) | Purchase (P): 27,777 @ $18 · Grant/award (A): 300,000 (derivative) @ $0 | EDGAR |
| 2024-05-20 | 4 | ALPINE IMMUNE SCIENCES, INC. (ALPN) | Disposition to issuer (D): 26,761 · Disposition to issuer (D): 31,200 · Disposition to issuer (D): 836 (derivative) · Disposition to issuer (D): 137 (derivative) · Disposition to issuer (D): 143 (derivative) · Disposition to issuer (D): 1,214 (derivative) · +4 more | EDGAR |
| 2024-05-09 | 4 | ALPINE IMMUNE SCIENCES, INC. (ALPN) | Option exercise (M): 1 @ $7.55 · Option exercise (M): 7,055 @ $13.20 · Option exercise (M): 857 @ $6.51 · Option exercise (M): 164 @ $11.31 · Option exercise (M): 18,286 @ $3.23 · Option exercise (M): 398 @ $5.02 · +6 more | EDGAR |
| 2024-01-29 | 4 | ALPINE IMMUNE SCIENCES, INC. (ALPN) | Option exercise (M): 236 @ $6.51 · Sale (S): 236 @ $22 · Option exercise (M): 73,764 @ $6.51 · Sale (S): 73,764 @ $22.31 · Option exercise (M): 44,000 @ $11.31 · Sale (S): 44,000 @ $25 · +3 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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