UBS Group AG — SEC Form 4 filings
SEC reporting owner CIK 1610520. 29 Form 4 filings on record with FilingPulse; latest filed 2026-05-29.
Transaction summary — filings shown
Covers all 29 filings on record, filed 2024-04-18 to 2026-05-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 13 legs across 4 filings — 4,828 shares, $8,645 total (shares × price as filed on priced legs).
- Open-market sales (code S, non-derivative): 31 legs across 3 filings — 31,527 shares, $170,214 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 24.
- Largest priced transaction: sale of 26,335 shares @ $5.32 ($140,081) in Edible Garden AG Inc, filed 2024-05-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Edible Garden AG Inc (EDBL) | 10% owner | 1 | 6 legs · 1,005 sh · $6,105 | 12 legs · 30,162 sh · $163,975 | — |
| Volcon, Inc. (VLCN) | 10% owner | 1 | 5 legs · 108 sh · $489 | 18 legs · 1,265 sh · $5,471 | — |
| ENDRA Life Sciences Inc. (NDRA) | — | 2 | 2 legs · 3,715 sh · $2,052 | — | — |
| Global Star Acquisition Inc. (GLST) | 10% owner | 1 | — | 1 leg · 100 sh · $768 | — |
| GABELLI DIVIDEND & INCOME TRUST (GDV) | 10% owner | 3 | — | — | 3 |
| GABELLI EQUITY TRUST INC (GAB) | 10% owner | 2 | — | — | 2 |
| PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) | 10% owner | 2 | — | — | 2 |
| Eaton Vance Ltd Duration Income Fund (EVV) | 10% owner | 1 | — | — | 1 |
| Eaton Vance Senior Floating-Rate Trust (EFR) | 10% owner | 1 | — | — | 1 |
| Eaton Vance Senior Income Trust (EVF) | 10% owner | 1 | — | — | 1 |
+14 more issuers among the filings shown — every filing appears in the table below.
Form 4 filings — UBS Group AG
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-29 | 4 | Eaton Vance Senior Income Trust (EVF) | Other (J): 1,022 @ $24,500 | EDGAR |
| 2026-05-29 | 4 | Eaton Vance Ltd Duration Income Fund (EVV) | Other (J): 5,148 @ $24,500 | EDGAR |
| 2026-05-29 | 4 | Eaton Vance Senior Floating-Rate Trust (EFR) | Other (J): 1,973 @ $24,500 | EDGAR |
| 2025-02-25 | 4 | Global Star Acquisition Inc. (GLST) | Sale (S): 100 @ $7.68 | EDGAR |
| 2024-09-05 | 4/A | ENDRA Life Sciences Inc. (NDRA) | Purchase (P): 0 @ $0 | EDGAR |
| 2024-08-29 | 4 | ENDRA Life Sciences Inc. (NDRA) | Purchase (P): 3,715 @ $0.55 | EDGAR |
| 2024-07-10 | 4 | Volcon, Inc. (VLCN) | Purchase (P): 1 @ $4.42 · Purchase (P): 1 @ $4.39 · Purchase (P): 1 @ $4.40 · Sale (S): 100 @ $4.44 · Sale (S): 200 @ $4.43 · Sale (S): 14 @ $4.43 · +17 more | EDGAR |
| 2024-06-28 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Other (J): 39 @ $25,000 | EDGAR |
| 2024-06-28 | 4 | GABELLI EQUITY TRUST INC (GAB) | Other (J): 18 @ $25,000 | EDGAR |
| 2024-06-27 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Other (J): 6 @ $25,000 | EDGAR |
| 2024-06-26 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Other (J): 19 @ $25,000 | EDGAR |
| 2024-06-26 | 4 | GABELLI EQUITY TRUST INC (GAB) | Other (J): 17 @ $25,000 | EDGAR |
| 2024-06-26 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Other (J): 4 @ $25,000 | EDGAR |
| 2024-05-03 | 4 | Edible Garden AG Inc (EDBL) | Sale (S): 1 @ $6.20 · Sale (S): 105 @ $6.30 · Purchase (P): 300 @ $6.00 · Purchase (P): 700 @ $6.11 · Purchase (P): 1 @ $6.08 · Sale (S): 3,000 @ $6.25 · +12 more | EDGAR |
| 2024-04-18 | 4 | PIMCO MUNICIPAL INCOME FUND (PMF) | Other (J): 5,589 | EDGAR |
| 2024-04-18 | 4 | PIMCO NEW YORK MUNICIPAL INCOME FUND (PNF) | Other (J): 1,286 | EDGAR |
| 2024-04-18 | 4 | PIMCO CALIFORNIA MUNICIPAL INCOME FUND (PCQ) | Other (J): 4,369 | EDGAR |
| 2024-04-18 | 4 | PIMCO CORPORATE & INCOME STRATEGY FUND (PCN) | Other (J): 475 | EDGAR |
| 2024-04-18 | 4 | PIMCO MUNICIPAL INCOME FUND II (PML) | Other (J): 9,288 | EDGAR |
| 2024-04-18 | 4 | PIMCO NEW YORK MUNICIPAL INCOME FUND II (PNI) | Other (J): 1,976 | EDGAR |
| 2024-04-18 | 4 | PIMCO CALIFORNIA MUNICIPAL INCOME FUND III (PZC) | Other (J): 3,349 | EDGAR |
| 2024-04-18 | 4/A | PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) | Other (J): 1,038 | EDGAR |
| 2024-04-18 | 4 | PIMCO NEW YORK MUNICIPAL INCOME FUND III (PYN) | Other (J): 3,242 | EDGAR |
| 2024-04-18 | 4 | PIMCO MUNICIPAL INCOME FUND III (PMX) | Other (J): 5,123 | EDGAR |
| 2024-04-18 | 4 | PIMCO CORPORATE & INCOME OPPORTUNITY FUND (PTY) | Other (J): 3,242 | EDGAR |
| 2024-04-18 | 4 | PIMCO CALIFORNIA MUNICIPAL INCOME FUND II (PCK) | Other (J): 3,734 | EDGAR |
| 2024-04-18 | 4 | PIMCO HIGH INCOME FUND (PHK) | Other (J): 1,637 | EDGAR |
| 2024-04-18 | 4 | PIMCO INCOME STRATEGY FUND (PFL) | Other (J): 355 | EDGAR |
| 2024-04-18 | 4 | PIMCO Income Strategy Fund II (PFN) | Other (J): 1,422 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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