Grumhaus David D Jr. — SEC Form 4 filings
SEC reporting owner CIK 1611309. 6 Form 4 filings on record with FilingPulse; latest filed 2025-08-26.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-04-11 to 2025-08-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 6 filings — 11,606 shares, $123,955 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 3,000 shares @ $9.42 ($28,260) in Duff & Phelps Utility & Infrastructure Fund Inc., filed 2024-04-11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) | President and CEO | 3 | 3 legs · 5,700 sh · $62,064 | — | — |
| DTF TAX-FREE INCOME 2028 TERM FUND INC (DTF) | President and CEO | 2 | 3 legs · 3,906 sh · $42,691 | — | — |
| DNP SELECT INCOME FUND INC (DNP) | President and CEO | 1 | 1 leg · 2,000 sh · $19,200 | — | — |
Form 4 filings — Grumhaus David D Jr.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-08-26 | 4 | Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) | Purchase (P): 1,200 @ $12.77 | EDGAR |
| 2025-08-26 | 4 | DTF TAX-FREE INCOME 2028 TERM FUND INC (DTF) | Purchase (P): 1,400 @ $11.34 | EDGAR |
| 2024-11-27 | 4 | Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) | Purchase (P): 1,500 @ $12.32 | EDGAR |
| 2024-11-27 | 4 | DNP SELECT INCOME FUND INC (DNP) | Purchase (P): 2,000 @ $9.60 | EDGAR |
| 2024-04-11 | 4 | Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) | Purchase (P): 3,000 @ $9.42 | EDGAR |
| 2024-04-11 | 4 | DTF TAX-FREE INCOME 2028 TERM FUND INC (DTF) | Purchase (P): 6 @ $10.77 · Purchase (P): 2,500 @ $10.70 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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