Rosenbaum David P. — SEC Form 4 filings
SEC reporting owner CIK 1611311. 14 Form 4 filings on record with FilingPulse; latest filed 2024-11-22.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-01-10 to 2024-11-22. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 18 legs across 13 filings — 246,892 shares, $1,654,053 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: sale of 49,564 shares @ $6.92 ($342,983) in ARDELYX, INC., filed 2024-10-01.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ARDELYX, INC. (ARDX) | Chief Development Officer | 14 | — | 18 legs · 246,892 sh · $1,654,053 | 10 |
Form 4 filings — Rosenbaum David P.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-11-22 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 4,941 @ $4.79 · Sale (S): 2,243 @ $4.79 | EDGAR |
| 2024-11-08 | 4 | ARDELYX, INC. (ARDX) | Option exercise (M): 27,171 @ $2.32 · Sale (S): 27,171 @ $6.10 · Option exercise (M): 27,171 (derivative) @ $0 | EDGAR |
| 2024-11-06 | 4 | ARDELYX, INC. (ARDX) | Option exercise (M): 27,172 @ $2.32 · Sale (S): 27,172 @ $5.95 · Option exercise (M): 27,172 (derivative) @ $2.32 | EDGAR |
| 2024-10-01 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 49,564 @ $6.92 | EDGAR |
| 2024-09-16 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 5,312 @ $6.26 | EDGAR |
| 2024-08-22 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 4,969 @ $5.86 · Sale (S): 2,250 @ $5.86 | EDGAR |
| 2024-08-20 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 20,000 @ $5.94 · Option exercise (M): 20,507 @ $0.99 · Sale (S): 20,507 @ $6 · Option exercise (M): 20,507 (derivative) @ $0 | EDGAR |
| 2024-06-05 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 17,872 @ $7 | EDGAR |
| 2024-05-23 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 4,855 @ $7.81 · Sale (S): 2,198 @ $7.81 | EDGAR |
| 2024-02-28 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 5,183 @ $9.20 | EDGAR |
| 2024-02-22 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 5,017 @ $8.75 · Sale (S): 2,294 @ $8.75 | EDGAR |
| 2024-02-09 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 15,344 @ $9.18 | EDGAR |
| 2024-01-18 | 4 | ARDELYX, INC. (ARDX) | Grant/award (A): 112,750 @ $0 · Grant/award (A): 70,120 @ $0 · Grant/award (A): 145,000 (derivative) @ $0 · Grant/award (A): 99,000 (derivative) @ $0 | EDGAR |
| 2024-01-10 | 4 | ARDELYX, INC. (ARDX) | Sale (S): 30,000 @ $6.64 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-10 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1611311 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →