Noto Anthony — SEC Form 4 filings
SEC reporting owner CIK 1613438. 40 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 40 filings on record, filed 2024-02-07 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 9 legs across 9 filings — 247,461 shares, $3,048,710 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 71.
- Largest priced transaction: purchase of 56,000 shares @ $17.88 ($1,001,515) in SoFi Technologies, Inc., filed 2026-03-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| SoFi Technologies, Inc. (SOFI) | Chief Executive Officer, Director | 27 | 9 legs · 247,461 sh · $3,048,710 | — | 58 |
| Warner Bros. Discovery, Inc. (WBD) | Director | 9 | — | — | 9 |
| FRANKLIN RESOURCES INC (BEN) | Director | 4 | — | — | 4 |
Form 4 filings — Noto Anthony
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 136,166 · Option exercise (M): 154,197 · Option exercise (M): 55,191 · Tax withholding (F): 188,259 @ $17.32 · Option exercise (M): 136,166 (derivative) @ $0 · Option exercise (M): 154,197 (derivative) @ $0 · +1 more | EDGAR |
| 2026-07-01 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 1,079 @ $0 | EDGAR |
| 2026-06-17 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 136,165 · Option exercise (M): 154,198 · Option exercise (M): 55,190 · Tax withholding (F): 187,018 @ $16.58 · Option exercise (M): 136,165 (derivative) @ $0 · Option exercise (M): 154,198 (derivative) @ $0 · +1 more | EDGAR |
| 2026-06-16 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 13,888 @ $18.06 | EDGAR |
| 2026-06-11 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 9,067 @ $0 | EDGAR |
| 2026-05-11 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 15,545 @ $16.00 | EDGAR |
| 2026-05-08 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 15,878 @ $15.73 | EDGAR |
| 2026-03-30 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 1,063 @ $0 | EDGAR |
| 2026-03-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 305,651 · Option exercise (M): 154,197 · Tax withholding (F): 249,004 @ $17.76 · Option exercise (M): 305,651 (derivative) @ $0 · Option exercise (M): 154,197 (derivative) @ $0 | EDGAR |
| 2026-03-17 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 28,900 @ $17.32 | EDGAR |
| 2026-03-13 | 4 | SoFi Technologies, Inc. (SOFI) | Grant/award (A): 883,049 (derivative) @ $0 | EDGAR |
| 2026-03-02 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 56,000 @ $17.88 | EDGAR |
| 2026-02-04 | 4/A | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 7,593 @ $27 | EDGAR |
| 2026-02-04 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 7,593 @ $27 | EDGAR |
| 2025-12-23 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 1,036 @ $0 | EDGAR |
| 2025-12-17 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 559,716 · Option exercise (M): 17,134 · Tax withholding (F): 305,304 @ $27.28 · Option exercise (M): 559,716 (derivative) @ $0 · Option exercise (M): 17,134 (derivative) @ $0 | EDGAR |
| 2025-11-07 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 2,142,859 · Tax withholding (F): 1,133,722 @ $27.16 · Option exercise (M): 2,142,859 (derivative) @ $0 | EDGAR |
| 2025-10-01 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 1,473 @ $0 | EDGAR |
| 2025-09-17 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 559,714 · Option exercise (M): 17,133 · Tax withholding (F): 301,821 @ $26.55 · Option exercise (M): 559,714 (derivative) @ $0 · Option exercise (M): 17,133 (derivative) @ $0 | EDGAR |
| 2025-08-28 | 4 | SoFi Technologies, Inc. (SOFI) | Other (J): 1,500,000 (derivative) | EDGAR |
| 2025-07-03 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 2,509 @ $0 | EDGAR |
| 2025-06-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 559,717 · Option exercise (M): 17,134 · Tax withholding (F): 304,867 @ $14.09 · Option exercise (M): 559,717 (derivative) @ $0 · Option exercise (M): 17,134 (derivative) @ $0 | EDGAR |
| 2025-06-05 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 24,000 @ $0 | EDGAR |
| 2025-04-02 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 2,680 @ $0 | EDGAR |
| 2025-03-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 654,569 · Tax withholding (F): 345,935 @ $11.39 · Option exercise (M): 654,569 (derivative) @ $0 | EDGAR |
| 2025-03-12 | 4 | SoFi Technologies, Inc. (SOFI) | Grant/award (A): 1,027,983 (derivative) | EDGAR |
| 2025-02-05 | 4 | Warner Bros. Discovery, Inc. (WBD) | Grant/award (A): 10,537 @ $0 | EDGAR |
| 2025-02-05 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 9,371 @ $20.81 | EDGAR |
| 2024-12-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 960,341 · Tax withholding (F): 506,582 @ $16.25 · Option exercise (M): 960,341 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | SoFi Technologies, Inc. (SOFI) | Other (J): 2,000,000 (derivative) | EDGAR |
| 2024-09-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 960,345 · Tax withholding (F): 506,584 @ $7.74 · Option exercise (M): 960,345 (derivative) @ $0 | EDGAR |
| 2024-06-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 960,346 · Tax withholding (F): 506,585 @ $6.80 · Option exercise (M): 960,346 (derivative) @ $0 | EDGAR |
| 2024-06-14 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 30,715 @ $6.48 | EDGAR |
| 2024-05-28 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 28,860 @ $6.92 | EDGAR |
| 2024-05-23 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 28,900 @ $6.92 | EDGAR |
| 2024-05-06 | 4 | SoFi Technologies, Inc. (SOFI) | Purchase (P): 28,775 @ $6.90 | EDGAR |
| 2024-04-24 | 4 | SoFi Technologies, Inc. (SOFI) | Disposition to issuer (D): 6,000 @ $105.10 | EDGAR |
| 2024-03-18 | 4 | SoFi Technologies, Inc. (SOFI) | Option exercise (M): 824,179 · Tax withholding (F): 434,747 @ $7.38 · Option exercise (M): 824,179 (derivative) @ $0 | EDGAR |
| 2024-03-13 | 4 | SoFi Technologies, Inc. (SOFI) | Grant/award (A): 2,178,650 (derivative) | EDGAR |
| 2024-02-07 | 4 | FRANKLIN RESOURCES INC (BEN) | Grant/award (A): 7,323 @ $26.63 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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