NORRIS DUSTIN DAVID — SEC Form 4 filings
SEC reporting owner CIK 1617176. 12 Form 4 filings on record with FilingPulse; latest filed 2026-06-12.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-03-19 to 2026-06-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 8 legs across 5 filings — 690,318 shares, $2,602,467 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: purchase of 300,000 shares @ $3.53 ($1,059,000) in NEXPOINT DIVERSIFIED REAL ESTATE TRUST, filed 2025-04-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | See Remarks | 12 | 8 legs · 690,318 sh · $2,602,467 | — | 22 |
Form 4 filings — NORRIS DUSTIN DAVID
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-12 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 7,245 · Tax withholding (F): 1,973 @ $5.07 · Option exercise (M): 7,245 (derivative) @ $0 | EDGAR |
| 2026-05-22 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Purchase (P): 53,663 @ $4.90 | EDGAR |
| 2026-04-07 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 11,720 · Tax withholding (F): 3,558 @ $4.43 · Option exercise (M): 12,438 · Tax withholding (F): 4,918 @ $4.43 · Option exercise (M): 11,720 (derivative) @ $0 · Option exercise (M): 12,438 (derivative) @ $0 | EDGAR |
| 2026-03-20 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 17,857 · Tax withholding (F): 6,551 @ $4.41 · Option exercise (M): 17,857 (derivative) @ $0 | EDGAR |
| 2025-06-12 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 28,980 (derivative) @ $0 | EDGAR |
| 2025-05-28 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Purchase (P): 20,000 @ $3.40 · Purchase (P): 75,600 @ $3.64 | EDGAR |
| 2025-05-22 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Purchase (P): 46,000 @ $3.53 · Purchase (P): 77,625 @ $3.44 | EDGAR |
| 2025-04-07 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Purchase (P): 54,000 @ $3.85 · Option exercise (M): 12,437 · Purchase (P): 300,000 @ $3.53 · Grant/award (A): 46,883 (derivative) @ $0 · Option exercise (M): 12,437 (derivative) @ $0 | EDGAR |
| 2025-03-20 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 17,858 · Option exercise (M): 17,858 (derivative) @ $0 | EDGAR |
| 2024-06-24 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Purchase (P): 63,430 @ $4.73 | EDGAR |
| 2024-04-08 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 12,438 · Tax withholding (F): 4,054 @ $6.05 · Option exercise (M): 12,438 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 71,429 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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