CLARK CHRISTOPHER D — SEC Form 4 filings
SEC reporting owner CIK 1619450. 12 Form 4 filings on record with FilingPulse; latest filed 2026-06-15.
Transaction summary — filings shown
Covers all 12 filings on record, filed 2024-03-22 to 2026-06-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 12 legs across 12 filings — 46,000 shares, $586,662 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 4,500 shares @ $16.69 ($75,105) in ROYCE SMALL-CAP TRUST, INC., filed 2026-03-25.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ROYCE MICRO-CAP TRUST, INC. (RMT) | President, Director | 6 | 6 legs · 29,100 sh · $319,232 | — | — |
| ROYCE SMALL-CAP TRUST, INC. (RVT) | President, Director | 5 | 5 legs · 15,300 sh · $247,126 | — | — |
| ROYCE GLOBAL TRUST, INC. (RGT) | President, Director | 1 | 1 leg · 1,600 sh · $20,304 | — | — |
Form 4 filings — CLARK CHRISTOPHER D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-15 | 4 | ROYCE SMALL-CAP TRUST, INC. (RVT) | Purchase (P): 2,800 @ $18.16 | EDGAR |
| 2026-06-15 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Purchase (P): 3,600 @ $14.12 | EDGAR |
| 2026-03-27 | 4/A | ROYCE MICRO-CAP TRUST, INC. (RMT) | Purchase (P): 6,500 @ $11.48 | EDGAR |
| 2026-03-25 | 4 | ROYCE SMALL-CAP TRUST, INC. (RVT) | Purchase (P): 4,500 @ $16.69 | EDGAR |
| 2026-03-25 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Purchase (P): 6,500 @ $11.48 | EDGAR |
| 2025-08-27 | 4 | ROYCE GLOBAL TRUST, INC. (RGT) | Purchase (P): 1,600 @ $12.69 | EDGAR |
| 2025-08-27 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Purchase (P): 2,100 @ $10.16 | EDGAR |
| 2025-08-27 | 4 | ROYCE SMALL-CAP TRUST, INC. (RVT) | Purchase (P): 1,300 @ $15.99 | EDGAR |
| 2024-08-19 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Purchase (P): 5,400 @ $9.56 | EDGAR |
| 2024-08-19 | 4 | ROYCE SMALL-CAP TRUST, INC. (RVT) | Purchase (P): 3,400 @ $15.20 | EDGAR |
| 2024-03-22 | 4 | ROYCE VALUE TRUST, INC. (RVT) | Purchase (P): 3,300 @ $14.76 | EDGAR |
| 2024-03-22 | 4 | ROYCE MICRO-CAP TRUST, INC. (RMT) | Purchase (P): 5,000 @ $9.24 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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