Ball John Chester — SEC Form 4 filings
SEC reporting owner CIK 1619773. 16 Form 4 filings on record with FilingPulse; latest filed 2026-04-29.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-02-22 to 2026-04-29. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 13 legs across 13 filings — 487 shares, $3,317 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: purchase of 12 shares @ $22.38 ($269) in GABELLI DIVIDEND & INCOME TRUST, filed 2024-02-22.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| GABELLI DIVIDEND & INCOME TRUST (GDV) | President & Treasurer | 1 | 1 leg · 12 sh · $269 | — | — |
| GABELLI MULTIMEDIA TRUST INC. (GGT) | President & Treasurer | 2 | 1 leg · 47 sh · $260 | — | 1 |
| Gabelli Healthcare & WellnessRx Trust (GRX) | President & Treasurer | 1 | 1 leg · 26 sh · $259 | — | — |
| GABELLI UTILITY TRUST (GUT) | President & Treasurer | 2 | 1 leg · 46 sh · $256 | — | 1 |
| GAMCO Natural Resources, Gold & Income Trust (GNT) | President & Treasurer | 1 | 1 leg · 52 sh · $255 | — | — |
| Gabelli Global Small & Mid Cap Value Trust (GGZ) | President & Treasurer | 1 | 1 leg · 22 sh · $254 | — | — |
| GAMCO Global Gold, Natural Resources & Income Trust (GGN) | President & Treasurer | 1 | 1 leg · 68 sh · $253 | — | — |
| ELLSWORTH GROWTH & INCOME FUND LTD (ECF) | Treasurer | 1 | 1 leg · 31 sh · $253 | — | — |
| GDL FUND (GDL) | President & Treasurer | 1 | 1 leg · 32 sh · $253 | — | — |
| GABELLI GLOBAL UTILITY & INCOME TRUST (GLU) | President & Treasurer | 1 | 1 leg · 19 sh · $253 | — | — |
+3 more issuers among the filings shown — every filing appears in the table below.
Form 4 filings — Ball John Chester
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-29 | 4 | GABELLI EQUITY TRUST INC (GAB) | Other (J): 17 @ $5 | EDGAR |
| 2024-10-28 | 4 | GABELLI UTILITY TRUST (GUT) | Other (J): 40 @ $5 | EDGAR |
| 2024-07-26 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Other (J): 100 @ $5 | EDGAR |
| 2024-02-23 | 4 | GABELLI GLOBAL UTILITY & INCOME TRUST (GLU) | Purchase (P): 19 @ $13.29 | EDGAR |
| 2024-02-23 | 4 | GDL FUND (GDL) | Purchase (P): 32 @ $7.91 | EDGAR |
| 2024-02-23 | 4 | BANCROFT FUND LTD (BCV) | Purchase (P): 16 @ $15.71 | EDGAR |
| 2024-02-23 | 4 | ELLSWORTH GROWTH & INCOME FUND LTD (ECF) | Purchase (P): 31 @ $8.16 | EDGAR |
| 2024-02-22 | 4 | GABELLI UTILITY TRUST (GUT) | Purchase (P): 46 @ $5.57 | EDGAR |
| 2024-02-22 | 4 | GABELLI DIVIDEND & INCOME TRUST (GDV) | Purchase (P): 12 @ $22.38 | EDGAR |
| 2024-02-22 | 4 | GAMCO Global Gold, Natural Resources & Income Trust (GGN) | Purchase (P): 68 @ $3.73 | EDGAR |
| 2024-02-22 | 4 | Gabelli Healthcare & WellnessRx Trust (GRX) | Purchase (P): 26 @ $9.95 | EDGAR |
| 2024-02-22 | 4 | GAMCO Natural Resources, Gold & Income Trust (GNT) | Purchase (P): 52 @ $4.90 | EDGAR |
| 2024-02-22 | 4 | Gabelli Global Small & Mid Cap Value Trust (GGZ) | Purchase (P): 22 @ $11.56 | EDGAR |
| 2024-02-22 | 4 | GABELLI EQUITY TRUST INC (GAB) | Purchase (P): 47 @ $5.33 | EDGAR |
| 2024-02-22 | 4 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC (GCV) | Purchase (P): 69 @ $3.63 | EDGAR |
| 2024-02-22 | 4 | GABELLI MULTIMEDIA TRUST INC. (GGT) | Purchase (P): 47 @ $5.53 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1619773 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →