Nelson Adam D — SEC Form 4 filings
SEC reporting owner CIK 1621766. 10 Form 4 filings on record with FilingPulse; latest filed 2026-08-05.
Transaction summary — filings shown
Covers all 10 filings on record, filed 2024-02-13 to 2026-08-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 6 filings — 23,371 shares, $1,718,457 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: sale of 4,598 shares @ $87.27 ($401,267) in Triumph Financial, Inc., filed 2024-07-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Triumph Financial, Inc. (TFIN) | EVP and General Counsel | 10 | — | 7 legs · 23,371 sh · $1,718,457 | 22 |
Form 4 filings — Nelson Adam D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-05 | 4 | Triumph Financial, Inc. (TFIN) | Sale (S): 3,750 @ $79.05 | EDGAR |
| 2026-05-05 | 4/A | Triumph Financial, Inc. (TFIN) | Grant/award (A): 1,850 @ $0 · Grant/award (A): 2,017 @ $0 · Tax withholding (F): 1,194 @ $67.55 · Grant/award (A): 3,432 (derivative) @ $0 | EDGAR |
| 2026-05-05 | 4 | Triumph Financial, Inc. (TFIN) | Grant/award (A): 1,850 @ $0 · Grant/award (A): 2,710 @ $0 · Tax withholding (F): 1,194 @ $67.55 · Grant/award (A): 3,432 (derivative) @ $0 | EDGAR |
| 2025-12-19 | 4 | Triumph Financial, Inc. (TFIN) | Sale (S): 3,000 @ $65.18 | EDGAR |
| 2025-08-26 | 4 | Triumph Financial, Inc. (TFIN) | Sale (S): 3,500 @ $60.39 | EDGAR |
| 2025-07-02 | 4 | Triumph Financial, Inc. (TFIN) | Sale (S): 3,500 @ $60.16 | EDGAR |
| 2025-05-05 | 4 | Triumph Financial, Inc. (TFIN) | Grant/award (A): 2,298 @ $0 · Grant/award (A): 674 @ $0 · Tax withholding (F): 425 @ $54.38 · Grant/award (A): 4,409 (derivative) @ $0 | EDGAR |
| 2024-07-12 | 4 | Triumph Financial, Inc. (TFIN) | Option exercise (M): 4,598 @ $26.25 · Sale (S): 4,598 @ $87.27 · Option exercise (M): 4,598 (derivative) @ $26.25 | EDGAR |
| 2024-05-03 | 4 | Triumph Financial, Inc. (TFIN) | Grant/award (A): 1,041 @ $0 · Grant/award (A): 1,092 @ $0 · Tax withholding (F): 898 @ $72 · Grant/award (A): 2,010 (derivative) @ $0 | EDGAR |
| 2024-02-13 | 4 | Triumph Financial, Inc. (TFIN) | Option exercise (M): 500 @ $25.80 · Sale (S): 500 @ $80 · Option exercise (M): 4,523 @ $25.80 · Sale (S): 4,523 @ $80.32 · Option exercise (M): 500 (derivative) @ $25.80 · Option exercise (M): 4,523 (derivative) @ $25.80 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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