Rosalind Advisors, Inc. — SEC Form 4 filings
SEC reporting owner CIK 1622627. 6 Form 4 filings on record with FilingPulse; latest filed 2025-05-09.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-03-20 to 2025-05-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| DELCATH SYSTEMS, INC. (DCTH) | Director | 6 | — | — | 10 |
Form 4 filings — Rosalind Advisors, Inc.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-05-09 | 4 | DELCATH SYSTEMS, INC. (DCTH) jointly with SALAMON STEVEN A J, Aharon Gil | Option exercise/expiry (X): 400,000 @ $10 | EDGAR |
| 2024-12-26 | 4 | DELCATH SYSTEMS, INC. (DCTH) jointly with SALAMON STEVEN A J, Aharon Gil | Conversion (C): 250,000 @ $10 · Option exercise (M): 603,954 (derivative) @ $9.99 | EDGAR |
| 2024-11-01 | 4 | DELCATH SYSTEMS, INC. (DCTH) jointly with SALAMON STEVEN A J, Aharon Gil | Option exercise (M): 500 (derivative) @ $1,000 · Code (H): 0 (derivative) @ $0 | EDGAR |
| 2024-05-16 | 4/A | DELCATH SYSTEMS, INC. (DCTH) jointly with SALAMON STEVEN A J, Aharon Gil | Option exercise/expiry (X): 619,946 @ $0.01 · Conversion (C): 991,615 @ $0 | EDGAR |
| 2024-05-16 | 4 | DELCATH SYSTEMS, INC. (DCTH) jointly with SALAMON STEVEN A J, Aharon Gil | Option exercise/expiry (X): 619,946 @ $6,199.46 · Conversion (C): 991,615 @ $0 | EDGAR |
| 2024-03-20 | 4 | DELCATH SYSTEMS, INC. (DCTH) jointly with SALAMON STEVEN A J, Aharon Gil | Purchase (P): 619,946 (derivative) @ $3.71 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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