Griggs PC Nelson — SEC Form 4 filings
SEC reporting owner CIK 1622632. 19 Form 4 filings on record with FilingPulse; latest filed 2026-08-12.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-02-22 to 2026-08-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 13 legs across 9 filings — 74,858 shares, $6,510,581 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 17.
- Largest priced transaction: sale of 11,010 shares @ $96.35 ($1,060,814) in NASDAQ, INC., filed 2026-07-31.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NASDAQ, INC. (NDAQ) | Pres. Capital Access Platforms | 19 | — | 13 legs · 74,858 sh · $6,510,581 | 17 |
Form 4 filings — Griggs PC Nelson
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-12 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 3,226 @ $96.16 | EDGAR |
| 2026-07-31 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 11,010 @ $96.35 | EDGAR |
| 2026-07-28 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 6,777 @ $92.53 · Sale (S): 11,010 @ $93.96 | EDGAR |
| 2026-05-20 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 5,093 @ $92.62 | EDGAR |
| 2026-04-07 | 4 | NASDAQ, INC. (NDAQ) | Tax withholding (F): 1,565 @ $86.65 | EDGAR |
| 2026-04-02 | 4 | NASDAQ, INC. (NDAQ) | Grant/award (A): 11,743 @ $0 · Tax withholding (F): 3,308 @ $84.89 | EDGAR |
| 2026-02-13 | 4 | NASDAQ, INC. (NDAQ) | Grant/award (A): 43,932 @ $0 · Tax withholding (F): 20,674 @ $82.51 · Grant/award (A): 12,842 @ $0 | EDGAR |
| 2025-07-03 | 4 | NASDAQ, INC. (NDAQ) | Tax withholding (F): 11,484 @ $89.42 | EDGAR |
| 2025-06-09 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 4,000 @ $85.22 | EDGAR |
| 2025-05-29 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 3,000 @ $82.63 · Sale (S): 5,000 @ $83.27 | EDGAR |
| 2025-04-07 | 4 | NASDAQ, INC. (NDAQ) | Tax withholding (F): 1,564 @ $78.30 | EDGAR |
| 2025-04-03 | 4 | NASDAQ, INC. (NDAQ) | Grant/award (A): 11,835 @ $0 · Tax withholding (F): 2,206 @ $75.86 | EDGAR |
| 2025-02-21 | 4 | NASDAQ, INC. (NDAQ) | Grant/award (A): 28,020 @ $0 · Tax withholding (F): 12,501 @ $81.24 | EDGAR |
| 2024-11-12 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 5,000 @ $79.51 · Sale (S): 5,000 @ $80.21 | EDGAR |
| 2024-11-08 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 5,742 @ $77.34 | EDGAR |
| 2024-10-30 | 4 | NASDAQ, INC. (NDAQ) | Sale (S): 6,000 @ $75.71 · Sale (S): 4,000 @ $76.05 | EDGAR |
| 2024-07-02 | 4 | NASDAQ, INC. (NDAQ) | Tax withholding (F): 11,484 @ $59.48 | EDGAR |
| 2024-04-03 | 4 | NASDAQ, INC. (NDAQ) | Grant/award (A): 12,843 @ $0 · Tax withholding (F): 3,977 @ $62.29 | EDGAR |
| 2024-02-22 | 4 | NASDAQ, INC. (NDAQ) | Grant/award (A): 42,611 @ $0 · Tax withholding (F): 19,132 @ $55.54 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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