ASADORIAN RAFFI — SEC Form 4 filings
SEC reporting owner CIK 1628970. 9 Form 4 filings on record with FilingPulse; latest filed 2026-04-03.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-02-13 to 2026-04-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 45,000 shares, $36,554 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 155 shares, $119 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 14.
- Largest priced transaction: purchase of 45,000 shares @ $0.81 ($36,554) in TALPHERA, INC., filed 2026-02-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TALPHERA, INC. (TLPH) | Chief Financial Officer | 9 | 1 leg · 45,000 sh · $36,554 | 1 leg · 155 sh · $119 | 14 |
Form 4 filings — ASADORIAN RAFFI
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-03 | 4 | TALPHERA, INC. (TLPH) | Tax withholding (F): 2,444 @ $0.72 | EDGAR |
| 2026-02-20 | 4 | TALPHERA, INC. (TLPH) | Tax withholding (F): 958 @ $0.84 · Purchase (P): 45,000 @ $0.81 · Tax withholding (F): 2,933 @ $0.79 · Grant/award (A): 260,000 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | TALPHERA, INC. (TLPH) | Grant/award (A): 15,000 @ $0 · Grant/award (A): 80,000 (derivative) @ $0 | EDGAR |
| 2025-02-18 | 4 | TALPHERA, INC. (TLPH) | Tax withholding (F): 3,245 @ $0.67 | EDGAR |
| 2025-02-12 | 4 | TALPHERA, INC. (TLPH) | Tax withholding (F): 1,059 @ $0.63 · Tax withholding (F): 1,060 @ $0.62 | EDGAR |
| 2024-12-02 | 4 | TALPHERA, INC. (TLPH) | Sale (S): 155 @ $0.77 | EDGAR |
| 2024-03-04 | 4 | TALPHERA, INC. (TLPH) | Tax withholding (F): 558 @ $1.30 | EDGAR |
| 2024-02-27 | 4 | TALPHERA, INC. (TLPH) | Grant/award (A): 18,000 @ $0 · Grant/award (A): 108,000 (derivative) @ $0 | EDGAR |
| 2024-02-13 | 4 | TALPHERA, INC. (TLPH) | Tax withholding (F): 895 @ $1.10 · Tax withholding (F): 895 @ $1.10 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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